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LGL GROUP INC Director's Dealing 2018

Jan 25, 2018

34734_dirs_2018-01-25_dd6e7d23-3f64-46a7-a18e-8022894760dd.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: LGL GROUP INC (LGL)
CIK: 0000061004
Period of Report: 2017-12-11

Reporting Person: GABELLI MARC (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-11 Common Stock A 1805 $0.00 Acquired 55285 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 511598 Indirect

Footnotes

F1: This filing does not include the holdings by GGCP, Inc. of 430,977 shares of The LGL Group, Inc., which have been included in the Form 4/A filing of Mario Gabelli, dated November 28, 2017.

F2: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.