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LGL GROUP INC — Director's Dealing 2012
Dec 5, 2012
34734_dirs_2012-12-05_3eba48d0-cb92-4e1f-8b8b-e0c716ef20ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LGL GROUP INC (LGL)
CIK: 0000061004
Period of Report: 2012-12-03
Reporting Person: GABELLI MARIO J (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-03 | Common Stock | P | 230 | $5.04 | Acquired | 94130 | Indirect |
| 2012-12-04 | Common Stock | P | 250 | $5.04 | Acquired | 94380 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 96756 | Indirect |
| Common Stock | 238261 | Direct |
Footnotes
F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
F2: These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-IV in excess of his pecuniary interest.
F3: Includes 8,767 shares held in a 401(k) account.