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LEVI STRAUSS & CO — Director's Dealing 2022
May 6, 2022
30653_dirs_2022-05-06_6737e8d8-3827-42e6-88e7-64c166e57087.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2022-05-04
Reporting Person: Bergh Charles V (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-04 | Class A Common Stock | C | 164450 | $0.00 | Acquired | 1534672 | Direct |
| 2022-05-04 | Class A Common Stock | C | 1066251 | $0.00 | Disposed | 468421 | Direct |
| 2022-05-04 | Class A Common Stock | A | 1066251 | $0.00 | Acquired | 1534672 | Direct |
| 2022-05-04 | Class A Common Stock | G | 357500 | $0.00 | Disposed | 362500 | Indirect |
| 2022-05-04 | Class A Common Stock | G | 357500 | $0.00 | Acquired | 1892172 | Direct |
| 2022-05-04 | Class A Common Stock | G | 362500 | $0.00 | Disposed | 0 | Indirect |
| 2022-05-04 | Class A Common Stock | G | 362500 | $0.00 | Acquired | 631500 | Indirect |
| 2022-05-04 | Class A Common Stock | G | 1588201 | $0.00 | Disposed | 303971 | Direct |
| 2022-05-04 | Class A Common Stock | G | 1588201 | $0.00 | Acquired | 1588201 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-04 | Class B Common Stock | $ | C | 164450 | Disposed | Class A Common Stock (164450) | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: The Reporting Person converted Class B Common Stock represented by vested restricted stock units reported in Table I into Class A Common Stock pursuant to terms of the Class B Common Stock.
F3: Shares transferred to satisfy annuity payments.
F4: The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.
F5: Shares transferred as payment to the beneficiary pursuant to the trust terms.
F6: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.
F7: The shares are held in a family trust formed in 2022 of which Mr. Bergh is trustee.
F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.