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LEVI STRAUSS & CO Director's Dealing 2022

Sep 1, 2022

30653_dirs_2022-09-01_1d64bcc0-c50a-4534-97ed-728d8a4ea8e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2022-08-31

Reporting Person: JAFFE SETH (EVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-08-31 Class A Common Stock C 12365 $0.00 Acquired 160664 Direct
2022-08-31 Class A Common Stock S 12365 $17.57 Disposed 148299 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-08-31 Stock Appreciation Rights $6.10 M 37777 Disposed 2023-02-09 Class B Common Stock (37777) Direct
2022-08-31 Class B Common Stock $ M 37777 Acquired Class A Common Stock (37777) Direct
2022-08-31 Class B Common Stock $ D 25412 Disposed Class A Common Stock (24995) Direct
2022-08-31 Class B Common Stock $ C 12365 Disposed Class A Common Stock (12782) Direct

Footnotes

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.564 to $17.576. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: 100% of these stock appreciation rights are fully vested.

F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.