LEVI STRAUSS & CO — Director's Dealing 2021

Jan 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-12-31

Reporting Person: JAFFE SETH (EVP & General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-04	Class A Common Stock	C	10631	$0.00	Acquired	93913	Direct
2021-01-04	Class A Common Stock	S	10631	$19.69	Disposed	83282	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Stock Appreciation Rights	$6.45	M	31063	Disposed	2021-02-05	Class B Common Stock (31063)	Direct
2020-12-31	Class B Common Stock	$	M	31063	Acquired		Class A Common Stock (31063)	Direct
2020-12-31	Class B Common Stock	$	D	20432	Disposed		Class A Common Stock (20432)	Direct
2021-01-04	Class B Common Stock	$	C	10631	Disposed		Class A Common Stock (10631)	Direct

Footnotes

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.42 to $20.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: 100% of these stock appreciation rights are fully vested.

F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.