LEVI STRAUSS & CO — Director's Dealing 2021

Jan 13, 2021

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-11-29

Reporting Person: Haas Robert D. (10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-29	Class B Common Stock	$0	J	1931720	Disposed		Class A Common Stock ()	Indirect
2020-09-29	Class B Common Stock	$0	J	1931720	Acquired		Class A Common Stock ()	Direct
2020-09-29	Class B Common Stock	$0	J	495583	Disposed		Class A Common Stock ()	Indirect
2020-09-29	Class B Common Stock	$0	J	495583	Acquired		Class A Common Stock ()	Indirect
2020-09-29	Class B Common Stock	$0	J	1931720	Disposed		Class A Common Stock ()	Direct
2020-09-29	Class B Common Stock	$0	J	1931720	Acquired		Class A Common Stock ()	Indirect
2020-09-29	Class B Common Stock	$0	J	1366337	Disposed		Class A Common Stock ()	Indirect
2020-09-29	Class B Common Stock	$0	J	1366337	Acquired		Class A Common Stock ()	Indirect
2020-09-29	Class B Common Stock	$0	J	359851	Disposed		Class A Common Stock ()	Indirect
2020-09-29	Class B Common Stock	$0	J	359851	Acquired		Class A Common Stock ()	Indirect
2020-09-29	Class B Common Stock	$0	J	1366337	Disposed		Class A Common Stock ()	Indirect
2020-09-29	Class B Common Stock	$0	J	1366337	Acquired		Class A Common Stock ()	Indirect

Footnotes

F1: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.

F2: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

F3: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

F4: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.

F5: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

F6: Mr. Haas disclaims beneficial ownership of these shares.

F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.