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LEVI STRAUSS & CO — Director's Dealing 2021
Jan 28, 2021
30653_dirs_2021-01-28_5078986d-e5c8-4ffb-9e1e-b67d0fc3b3ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-01-26
Reporting Person: Rosen Marc (EVP & President, LSA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-26 | Class A Common Stock | A | 14637 | $0.00 | Acquired | 109327 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-26 | Stock Appreciation Rights | $21.35 | A | 31629 | Acquired | 2031-01-26 | Class A Common Stock (31629) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 28350 | Indirect |
Footnotes
F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.
F2: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.
F3: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.