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LEVI STRAUSS & CO Director's Dealing 2021

Apr 21, 2021

30653_dirs_2021-04-21_5a492e60-a626-4c30-85b3-77667a6f7a75.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-04-19

Reporting Person: Bergh Charles V (Director, President and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-19 Stock Appreciation Rights $7.425 M 3283010 Disposed 2022-02-04 Class B Common Stock (3283010) Direct
2021-04-19 Class B Common Stock $ M 3283010 Acquired Class A Common Stock (3283010) Direct
2021-04-19 Class B Common Stock $ D 2061325 Disposed Class A Common Stock (2061325) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (733065) 733065 Indirect

Footnotes

F1: Fully vested.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.