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LEVI STRAUSS & CO — Director's Dealing 2021
Apr 21, 2021
30653_dirs_2021-04-21_5a492e60-a626-4c30-85b3-77667a6f7a75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-04-19
Reporting Person: Bergh Charles V (Director, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-19 | Stock Appreciation Rights | $7.425 | M | 3283010 | Disposed | 2022-02-04 | Class B Common Stock (3283010) | Direct |
| 2021-04-19 | Class B Common Stock | $ | M | 3283010 | Acquired | Class A Common Stock (3283010) | Direct | |
| 2021-04-19 | Class B Common Stock | $ | D | 2061325 | Disposed | Class A Common Stock (2061325) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (733065) | 733065 | Indirect |
Footnotes
F1: Fully vested.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.
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