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LEVI STRAUSS & CO — Director's Dealing 2021
Apr 23, 2021
30653_dirs_2021-04-23_150c2cfc-5e15-4f23-93f6-a7f6fc401304.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-04-21
Reporting Person: Haas Miriam L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-21 | Class A Common Stock | C | 63567 | $0.00 | Acquired | 63567 | Direct |
| 2021-04-21 | Class A Common Stock | S | 63567 | $29.13 | Disposed | 0 | Direct |
| 2021-04-22 | Class A Common Stock | C | 31002 | $0.00 | Acquired | 31002 | Direct |
| 2021-04-22 | Class A Common Stock | S | 31002 | $29.12 | Disposed | 0 | Direct |
| 2021-04-23 | Class A Common Stock | C | 5431 | $0.00 | Acquired | 5431 | Direct |
| 2021-04-23 | Class A Common Stock | S | 5431 | $29.08 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-21 | Class B Common Stock | $ | C | 63567 | Disposed | Class A Common Stock () | Direct | |
| 2021-04-22 | Class B Common Stock | $ | C | 31002 | Disposed | Class A Common Stock () | Direct | |
| 2021-04-23 | Class B Common Stock | $ | C | 5431 | Disposed | Class A Common Stock () | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $29.05 to $29.27 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $29.05 to $29.47 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4: Price represents the weighted average sale price of the shares sold. The sale price ranged from $29.05 to $29.14 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F6: Shares reflect 914,825 shares of Class B Common Stock that were transferred on April 8, 2021 from a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries in an exempt transaction and continue to be reported on this Form 4 as being directly owned.