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LEVI STRAUSS & CO — Director's Dealing 2021
Apr 27, 2021
30653_dirs_2021-04-27_7ca1ca81-4d08-4f32-a3cd-ccb422b5e56a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-04-23
Reporting Person: Bergh Charles V (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-23 | Class A Common Stock | C | 733065 | $0.00 | Acquired | 739572 | Indirect |
| 2021-04-23 | Class A Common Stock | G | 739572 | $0.00 | Disposed | 0 | Indirect |
| 2021-04-23 | Class A Common Stock | G | 470572 | $0.00 | Acquired | 749213 | Direct |
| 2021-04-23 | Class A Common Stock | G | 269000 | $0.00 | Acquired | 269000 | Indirect |
| 2021-04-23 | Class A Common Stock | G | 185525 | $0.00 | Disposed | 720000 | Indirect |
| 2021-04-23 | Class A Common Stock | G | 185525 | $0.00 | Acquired | 934738 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-23 | Class B Common Stock | $ | C | 733065 | Disposed | Class A Common Stock (733065) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (1221685) | 1221685 | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.
F3: Shares transferred to satisfy annuity payment and as payment to the beneficiary pursuant to the trust terms.
F4: Shares transferred to satisfy annuity payments.
F5: Shares transferred as payment to the beneficiary pursuant to the trust terms.
F6: The shares are held in another family trust formed in 2019 of which Mr. Bergh is trustee.
F7: The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.
F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.