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LEVI STRAUSS & CO Director's Dealing 2021

Apr 27, 2021

30653_dirs_2021-04-27_7ca1ca81-4d08-4f32-a3cd-ccb422b5e56a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-04-23

Reporting Person: Bergh Charles V (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-23 Class A Common Stock C 733065 $0.00 Acquired 739572 Indirect
2021-04-23 Class A Common Stock G 739572 $0.00 Disposed 0 Indirect
2021-04-23 Class A Common Stock G 470572 $0.00 Acquired 749213 Direct
2021-04-23 Class A Common Stock G 269000 $0.00 Acquired 269000 Indirect
2021-04-23 Class A Common Stock G 185525 $0.00 Disposed 720000 Indirect
2021-04-23 Class A Common Stock G 185525 $0.00 Acquired 934738 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-23 Class B Common Stock $ C 733065 Disposed Class A Common Stock (733065) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (1221685) 1221685 Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.

F3: Shares transferred to satisfy annuity payment and as payment to the beneficiary pursuant to the trust terms.

F4: Shares transferred to satisfy annuity payments.

F5: Shares transferred as payment to the beneficiary pursuant to the trust terms.

F6: The shares are held in another family trust formed in 2019 of which Mr. Bergh is trustee.

F7: The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.

F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.