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LEVI STRAUSS & CO — Director's Dealing 2021
May 21, 2021
30653_dirs_2021-05-21_62e3bd1d-9991-45a6-ae9e-be72ef1bdbde.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-05-19
Reporting Person: Haas Robert D. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-19 | Class A Common Stock | C | 44531 | $0.00 | Acquired | 44531 | Direct |
| 2021-05-19 | Class A Common Stock | S | 44531 | $27.2938 | Disposed | 0 | Direct |
| 2021-05-20 | Class A Common Stock | C | 59621 | $0.00 | Acquired | 59621 | Direct |
| 2021-05-20 | Class A Common Stock | S | 59621 | $26.9331 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-19 | Class B Common Stock | $0.00 | C | 44531 | Disposed | Class A Common stock () | Direct | |
| 2021-05-20 | Class B Common Stock | $0.00 | C | 59621 | Disposed | Class A Common stock () | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
F2: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F3: Price represents the weighted average sale price of the shares sold on May 19, 2021. The sale price ranged from $27.00 to $27.71 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Price represents the weighted average sale price of the shares sold on May 20, 2021. The sale price ranged from $26.17 to $27.46 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.