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LEVI STRAUSS & CO Director's Dealing 2021

Jul 2, 2021

30653_dirs_2021-07-02_9835828b-3854-4dce-acee-06f7ad14b098.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-06-30

Reporting Person: JAFFE SETH (EVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-01 Class A Common Stock C 41787 $0.00 Acquired 158578 Direct
2021-07-01 Class A Common Stock S 41787 $27.67 Disposed 116791 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-30 Stock Appreciation Rights $7.425 M 113203 Disposed 2022-02-04 Class B Common Stock (113203) Direct
2021-06-30 Class B Common Stock $ M 113203 Acquired Class A Common Stock (113203) Direct
2021-06-30 Class B Common Stock $ D 71416 Disposed Class A Common Stock (71416) Direct
2021-07-01 Class B Common Stock $ C 41787 Disposed Class A Common Stock (41787) Direct

Footnotes

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $27.48 to $28.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: 100% of these stock appreciation rights are fully vested.

F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.