LEVI STRAUSS & CO — Director's Dealing 2021

Nov 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2021-11-22

Reporting Person: Bergh Charles V (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-29	Class A Common Stock	G	659097	$0.00	Disposed	275641	Direct
2021-11-22	Class A Common Stock	C	840468	$0.00	Acquired	1116109	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-22	Stock Appreciation Rights	$6.10	M	2263180	Disposed	2023-02-09	Class B Common Stock (2263180)	Direct
2021-11-22	Class B Common Stock	$	M	2263180	Acquired		Class A Common Stock (2427630)	Direct
2021-11-22	Class B Common Stock	$	D	1422712	Disposed		Class A Common Stock (1422712)	Direct
2021-11-22	Class B Common Stock	$	C	840468	Disposed		Class A Common Stock (0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1057235	Indirect
Class A Common Stock	269000	Indirect
Class A Common Stock	720000	Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2: The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.

F3: The shares are held in another family trust formed in 2019 of which Mr. Bergh is trustee.

F4: The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.

F5: Fully vested.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.