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LEVI STRAUSS & CO — Director's Dealing 2020
Jan 7, 2020
30653_dirs_2020-01-07_67b432ca-1d95-47b7-8af1-14cd4b3f3487.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-11-24
Reporting Person: Haas Miriam L (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-03 | Class B Common Stock | $ | J | 50050 | Disposed | Class A Common Stock () | Direct | |
| 2019-05-03 | Class B Common Stock | $ | J | 38690 | Acquired | Class A Common Stock () | Indirect | |
| 2019-05-30 | Class B Common Stock | $ | J | 6270726 | Disposed | Class A Common Stock () | Indirect | |
| 2019-05-30 | Class B Common Stock | $ | J | 4009981 | Acquired | Class A Common Stock () | Direct | |
| 2019-09-16 | Class B Common Stock | $ | J | 8054300 | Disposed | Class A Common Stock () | Indirect | |
| 2019-09-16 | Class B Common Stock | $ | J | 7569649 | Acquired | Class A Common Stock () | Direct |
Footnotes
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: On May 3, 2019, the reporting person distributed 50,050 shares of Class B Common Stock to several grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries in order to reflect an adjustment in a prior valuation.
F3: Shares reflect distributions from several grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries.