LEVI STRAUSS & CO — Director's Dealing 2020

Jan 9, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-11-24

Reporting Person: Haas Peter E. Jr. (10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-05-30	Class B Common Stock	$	G	2434664	Disposed		Class A Common Stock (2434664)	Direct
2019-09-21	Class B Common Stock	$	D	7117	Disposed		Class A Common Stock (7117)	Direct
2019-10-14	Class B Common Stock	$	G	1875865	Disposed		Class A Common Stock (1875865)	Direct
2019-10-17	Class B Common Stock	$	A	284	Acquired		Class A Common Stock (284)	Direct

Footnotes

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: This number includes 18,602 RSUs that previously were reported as Class A Common Stock and corrects an error made in Mr. Haas's Form 3 that was carried over to subsequent Forms 4.

F3: These RSUs were forfeited on Mr. Haas's retirement from the Issuer's Board of Directors and were previously reported as Class A Common Stock.

F4: These securities are dividend equivalent rights (DERs) granted in connection with RSUs. Each DER represents a contingent right to receive one share of Class B Common Stock on settlement. The DERs vest in a series of 3 equal installments on the dates that are 13, 24 and 36 months following the date of grant.