LEVI STRAUSS & CO — Director's Dealing 2020

Jan 9, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-11-24

Reporting Person: Haas Robert D. (10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-05-30	Class B Common Stock	$0	J	2159065	Disposed		Class A Common Stock ()	Indirect
2019-05-30	Class B Common Stock	$0	J	2159065	Acquired		Class A Common Stock ()	Direct
2019-05-30	Class B Common Stock	$0	J	1348345	Disposed		Class A Common Stock ()	Indirect
2019-05-30	Class B Common Stock	$0	J	1348345	Acquired		Class A Common Stock ()	Direct
2019-05-30	Class B Common Stock	$0	J	2625803	Disposed		Class A Common Stock ()	Indirect
2019-05-30	Class B Common Stock	$0	J	2625803	Acquired		Class A Common Stock ()	Indirect
2019-05-30	Class B Common Stock	$0	J	1616451	Disposed		Class A Common Stock ()	Indirect
2019-05-30	Class B Common Stock	$0	J	1616451	Acquired		Class A Common Stock ()	Indirect
2019-05-30	Class B Common Stock	$0	J	1885426	Disposed		Class A Common Stock ()	Direct
2019-05-30	Class B Common Stock	$0	J	1885426	Acquired		Class A Common Stock ()	Indirect
2019-05-30	Class B Common Stock	$0	J	1348345	Disposed		Class A Common Stock ()	Direct
2019-05-30	Class B Common Stock	$0	J	1348345	Acquired		Class A Common Stock ()	Indirect
2019-05-30	Class B Common Stock	$0	J	273639	Disposed		Class A Common Stock ()	Direct
2019-09-26	Class B Common Stock	$0	J	1788737	Disposed		Class A Common Stock ()	Indirect
2019-09-26	Class B Common Stock	$0	J	1788737	Acquired		Class A Common Stock ()	Direct
2019-09-26	Class B Common Stock	$0	J	1111215	Disposed		Class A Common Stock ()	Indirect
2019-09-26	Class B Common Stock	$0	J	1111215	Acquired		Class A Common Stock ()	Direct
2019-09-26	Class B Common Stock	$0	J	2518541	Disposed		Class A Common Stock ()	Indirect
2019-09-26	Class B Common Stock	$0	J	2518541	Acquired		Class A Common Stock ()	Indirect
2019-09-26	Class B Common Stock	$0	J	1460145	Disposed		Class A Common Stock ()	Indirect
2019-09-26	Class B Common Stock	$0	J	1460145	Acquired		Class A Common Stock ()	Indirect
2019-09-26	Class B Common Stock	$0	J	1788737	Disposed		Class A Common Stock ()	Direct
2019-09-26	Class B Common Stock	$0	J	1788737	Acquired		Class A Common Stock ()	Indirect
2019-09-26	Class B Common Stock	$0	J	1111215	Disposed		Class A Common Stock ()	Direct
2019-09-26	Class B Common Stock	$0	J	1111215	Acquired		Class A Common Stock ()	Indirect

Footnotes

F1: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.

F2: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

F3: Transfers to trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.

F4: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.

F5: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

F6: Delivery of shares in satisfaction of loan owed to trust for reporting person's descendants.

F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.