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LEVI STRAUSS & CO Director's Dealing 2020

Jan 10, 2020

30653_dirs_2020-01-09_c10db02f-4b99-4846-8b32-2acef074571d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-01-08

Reporting Person: Eisenhardt Elizabeth H (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-09 Class A Common Stock S 13336 $18.8311 Disposed 0 Direct
2020-01-09 Class A Common Stock C 13336 $0.00 Acquired 13336 Direct
2020-01-09 Class A Common Stock S 7182 $18.8311 Disposed 400370 Indirect
2020-01-08 Class A Common Stock S 8484 $19.1287 Disposed 0 Direct
2020-01-08 Class A Common Stock C 8484 $0.00 Acquired 8484 Direct
2020-01-08 Class A Common Stock S 4572 $19.1287 Disposed 407552 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-09 Class B Common Stock $ C 13336 Disposed Class A Common Stock (13336) Direct
2020-01-08 Class B Common Stock $ C 8484 Disposed Class A Common Stock (8484) Direct

Footnotes

F1: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.6114 to $19.1500 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: Includes 951,376 shares that were distributed to the reporting person from a trust on September 26, 2019 and inadvertently omitted from previous filings.

F5: These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.000 to $19.430 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.