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LEVI STRAUSS & CO Director's Dealing 2020

Jan 17, 2020

30653_dirs_2020-01-16_b0b6d72d-1147-48d2-ac55-a94f2bf96a3d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-01-15

Reporting Person: Haas Daniel S. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-15 Class A Common Stock C 29951 Acquired 154951 Direct
2020-01-15 Class A Common Stock S 29951 $19.0237 Disposed 125000 Direct
2020-01-16 Class A Common Stock C 47482 Acquired 172482 Direct
2020-01-16 Class A Common Stock S 47482 $19.4234 Disposed 125000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-15 Class B Common Stock $ C 29951 Disposed Class A Common Stock (29951) Direct
2020-01-16 Class B Common Stock $ C 47482 Disposed Class A Common Stock (47482) Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.835 to $19.10 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.645 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.