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LEVI STRAUSS & CO Director's Dealing 2020

Feb 4, 2020

30653_dirs_2020-02-03_a12ef447-a07c-4534-a20f-fff4501e9a01.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-01-27

Reporting Person: Rosen Marc (EVP & Pres. Direct-to-Customer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-27 Class A Common Stock A 53657 $0.00 Acquired 173112 Direct
2020-01-27 Class A Common Stock F 19357 $20.25 Disposed 153755 Direct
2020-01-30 Class A Common Stock F 3496 $19.75 Disposed 150259 Direct

Footnotes

F1: On February 1, 2017, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 27, 2020, resulting in the issuance of 53,657 vested PRSUs.

F2: Shares withheld to cover tax obligation from settlement of vested restricted stock units.