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LEVI STRAUSS & CO — Director's Dealing 2020
Mar 4, 2020
30653_dirs_2020-03-03_95d39ab6-e698-45b3-bd57-4e8b99e96dbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2020-03-02
Reporting Person: Friedman David A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Class A Common Stock | C | 100000 | $0.00 | Acquired | 510000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-02 | Class B Common Stock | $ | C | 100000 | Disposed | Class A Common Stock (100000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 15898 | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust.
F2: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: The total shares held following the reported transaction has been updated to reflect the correct number of shares held. A typographical error occurred on the Form 4 filed September 19, 2019 resulting in an overstatement of shares held by 150,000 shares.