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LEVI STRAUSS & CO — Director's Dealing 2019
Mar 28, 2019
30653_dirs_2019-03-27_546a9831-a999-45e3-8897-a48ecf6db981.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-03-25
Reporting Person: Alstead Troy (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-25 | Common Stock | J | 148790 | — | Disposed | 0 | Direct |
| 2019-03-25 | Class A Common Stock | J | 71380 | — | Acquired | 71380 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-25 | Class B Common Stock | $ | J | 77410 | Acquired | Class A Common Stock (77410) | Direct |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F2: 71,380 of the shares are represented by restricted stock units (RSUs), 6,140 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.
F3: Each share is represented by an RSU, 6,140 of which are issuable in respect of dividend equivalent rights. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. the RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.