LEVI STRAUSS & CO — Director's Dealing 2019

Mar 28, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-03-25

Reporting Person: Haas Margaret E. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-25	Common Stock	J	15005920	—	Disposed	0	Direct
2019-03-25	Common Stock	J	19783990	—	Disposed	0	Indirect
2019-03-25	Common Stock	J	8861220	—	Disposed	0	Indirect
2019-03-25	Common Stock	J	844680	—	Disposed	0	Indirect
2019-03-25	Class A Common Stock	C	1000000	$0.00	Acquired	1000000	Indirect
2019-03-25	Class A Common Stock	S	1000000	$17.00	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-25	Class B Common Stock	$	J	15005920	Acquired		Class A Common Stock (15005920)	Direct
2019-03-25	Class B Common Stock	$	J	19783990	Acquired		Class A Common Stock (19783990)	Indirect
2019-03-25	Class B Common Stock	$	J	8861220	Acquired		Class A Common Stock (8861220)	Indirect
2019-03-25	Class B Common Stock	$	J	844680	Acquired		Class A Common Stock (844680)	Indirect
2019-03-25	Class B Common Stock	$	C	1000000	Disposed		Class A Common Stock (1000000)	Indirect

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2: The shares are held by trusts and a limited liability company, of which Ms. Haas is trustee and manager, respectively, for the benefit of others. Ms. Haas disclaims beneficial ownership of these shares.

F3: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is board chair, for the benefit of charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

F4: The shares are held by the Lynx Foundation, of which Ms. Haas is board chair, for the benefit of charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

F5: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Margaret E. Haas Fund.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.