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LEVI STRAUSS & CO — Director's Dealing 2019
Mar 28, 2019
30653_dirs_2019-03-27_a8da4848-244a-4ae1-a450-95753d4b2da9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-03-25
Reporting Person: Haas Miriam L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-25 | Common Stock | J | 62920050 | — | Disposed | 0 | Direct |
| 2019-03-25 | Class A Common Stock | C | 6000000 | $0.00 | Acquired | 6000000 | Direct |
| 2019-03-25 | Class A Common Stock | S | 6000000 | $17.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-25 | Class B Common Stock | $ | J | 62920050 | Acquired | Class A Common Stock (62920050) | Direct | |
| 2019-03-25 | Class B Common Stock | $ | C | 6000000 | Disposed | Class A Common Stock (6000000) | Direct |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
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