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LEVI STRAUSS & CO Director's Dealing 2019

Mar 28, 2019

30653_dirs_2019-03-27_563443dc-fb00-4e63-bb22-1622fab7c50a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-03-25

Reporting Person: Haas Robert D. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-25 Common Stock J 13443420 Disposed 0 Direct
2019-03-25 Common Stock J 15384730 Disposed 0 Indirect
2019-03-25 Common Stock J 236450 Disposed 0 Indirect
2019-03-25 Common Stock J 10000000 Disposed 0 Indirect
2019-03-25 Common Stock J 249770 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-25 Class B Common Stock $ J 13443420 Acquired Class A Common Stock (13443420) Direct
2019-03-25 Class B Common Stock $ J 15384730 Acquired Class A Common Stock (15384730) Indirect
2019-03-25 Class B Common Stock $ J 236450 Acquired Class A Common Stock (236450) Indirect
2019-03-25 Class B Common Stock $ J 10000000 Acquired Class A Common Stock (10000000) Indirect
2019-03-25 Class B Common Stock $ J 249770 Acquired Class A Common Stock (249770) Indirect

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2: The shares are held by a trust, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares.

F3: The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares.

F4: The shares are held by a trust, of which Mr. Haas' spouse is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares.

F5: The shares are held by a trust, of which Mr. Haas and his spouse are co-trustees, for the benefit of others.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.