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LEVI STRAUSS & CO — Director's Dealing 2019
Mar 28, 2019
30653_dirs_2019-03-27_563443dc-fb00-4e63-bb22-1622fab7c50a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-03-25
Reporting Person: Haas Robert D. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-25 | Common Stock | J | 13443420 | — | Disposed | 0 | Direct |
| 2019-03-25 | Common Stock | J | 15384730 | — | Disposed | 0 | Indirect |
| 2019-03-25 | Common Stock | J | 236450 | — | Disposed | 0 | Indirect |
| 2019-03-25 | Common Stock | J | 10000000 | — | Disposed | 0 | Indirect |
| 2019-03-25 | Common Stock | J | 249770 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-25 | Class B Common Stock | $ | J | 13443420 | Acquired | Class A Common Stock (13443420) | Direct | |
| 2019-03-25 | Class B Common Stock | $ | J | 15384730 | Acquired | Class A Common Stock (15384730) | Indirect | |
| 2019-03-25 | Class B Common Stock | $ | J | 236450 | Acquired | Class A Common Stock (236450) | Indirect | |
| 2019-03-25 | Class B Common Stock | $ | J | 10000000 | Acquired | Class A Common Stock (10000000) | Indirect | |
| 2019-03-25 | Class B Common Stock | $ | J | 249770 | Acquired | Class A Common Stock (249770) | Indirect |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F2: The shares are held by a trust, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares.
F3: The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares.
F4: The shares are held by a trust, of which Mr. Haas' spouse is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares.
F5: The shares are held by a trust, of which Mr. Haas and his spouse are co-trustees, for the benefit of others.
F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.