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LEVI STRAUSS & CO Director's Dealing 2019

Apr 2, 2019

30653_dirs_2019-04-01_fc249e54-dc1e-4025-873a-046945d94a6c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-03-25

Reporting Person: Brockett Gavin (Sr VP, Global Controller, PAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-25 Common Stock J 42580 Disposed 0 Direct
2019-03-25 Class A Common Stock J 42580 Acquired 42580 Direct

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. Of the 42,580 RSUs, (i) 10,860 RSUs vest on February 1, 2020, (ii) 9,930 RSUs vest on July 19, 2020, (iii) 11,710 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iv) 10,080 RSUs vest in four equal annual installments beginning on January 30, 2020.

F3: Each share is represented by an RSU. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Of these RSUs, (i) 10,860 RSUs vest on February 1, 2020, (ii) 9,930 RSUs vest on July 19, 2020, (iii) 11,710 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iv) 10,080 RSUs vest in four equal annual installments beginning on January 30, 2020.