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LEVI STRAUSS & CO — Director's Dealing 2019
Oct 19, 2019
30653_dirs_2019-10-18_d593a9f4-1c4d-44b6-9120-8b7827d4ce84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-10-16
Reporting Person: Love David Sievewright (EVP & Pres Asia Mid E & Africa)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-18 | Class A Common Stock | C | 192219 | $0.00 | Acquired | 467239 | Direct |
| 2019-10-18 | Class A Common Stock | C | 89384 | $0.00 | Acquired | 556623 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-16 | Stock Appreciation Rights | $3.775 | M | 473480 | Disposed | 2020-02-05 | Class B Common Stock (473480) | Direct |
| 2019-10-16 | Class B Common Stock | $ | M | 473480 | Acquired | Class A Common Stock (473480) | Direct | |
| 2019-10-16 | Class B Common Stock | $ | D | 281261 | Disposed | Class A Common Stock (192219) | Direct | |
| 2019-10-18 | Class B Common Stock | $ | C | 192219 | Disposed | Class A Common Stock (192219) | Direct | |
| 2019-10-16 | Stock Appreciation Rights | $6.45 | M | 279560 | Disposed | 2021-02-05 | Class B Common Stock (279560) | Direct |
| 2019-10-16 | Class B Common Stock | $ | M | 279560 | Acquired | Class A Common Stock (279560) | Direct | |
| 2019-10-16 | Class B Common Stock | $ | D | 190176 | Disposed | Class A Common Stock (89384) | Direct | |
| 2019-10-18 | Class B Common Stock | $ | C | 89384 | Disposed | Class A Common Stock (89384) | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: Of these SARs: (i) 157,830 are PSARs that vested on March 1, 2016 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 315,650 are time-based SARs that are fully vested.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: Of these SARs: (i) 93,190 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 186,370 are time-based SARs that are fully vested.