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LEVI STRAUSS & CO — Director's Dealing 2019
Nov 1, 2019
30653_dirs_2019-10-31_8287d92e-11eb-4ce9-b5ce-156931f77c1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-10-17
Reporting Person: Haas Walter J (10% Owner)
Reporting Person: Walter J. Haas 2019 Trust 1A (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-24 | Class A Common Stock | S | 60200 | $17.0654 | Disposed | 0 | Direct |
| 2019-10-24 | Class A Common Stock | C | 60200 | $0.00 | Acquired | 60200 | Direct |
| 2019-10-23 | Class A Common Stock | S | 32503 | $17.5346 | Disposed | 0 | Direct |
| 2019-10-23 | Class A Common Stock | C | 32503 | $0.00 | Acquired | 32503 | Direct |
| 2019-10-22 | Class A Common Stock | S | 117886 | $17.4587 | Disposed | 0 | Direct |
| 2019-10-22 | Class A Common Stock | C | 117886 | $0.00 | Acquired | 117886 | Direct |
| 2019-10-21 | Class A Common Stock | S | 55798 | $17.1334 | Disposed | 0 | Direct |
| 2019-10-21 | Class A Common Stock | C | 55798 | $0.00 | Acquired | 55798 | Direct |
| 2019-10-18 | Class A Common Stock | S | 58722 | $17.0661 | Disposed | 0 | Direct |
| 2019-10-18 | Class A Common Stock | C | 58722 | $0.00 | Acquired | 58722 | Direct |
| 2019-10-17 | Class A Common Stock | S | 78515 | $17.257 | Disposed | 0 | Direct |
| 2019-10-17 | Class A Common Stock | C | 78515 | $0.00 | Acquired | 78515 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-24 | Class B Common Stock | $ | C | 60200 | Disposed | Class A Common Stock (60200) | Direct | |
| 2019-10-23 | Class B Common Stock | $ | C | 32503 | Disposed | Class A Common Stock (32503) | Direct | |
| 2019-10-22 | Class B Common Stock | $ | C | 117886 | Disposed | Class A Common Stock (117886) | Direct | |
| 2019-10-21 | Class B Common Stock | $ | C | 55798 | Disposed | Class A Common Stock (55798) | Direct | |
| 2019-10-18 | Class B Common Stock | $ | C | 58722 | Disposed | Class A Common Stock (58722) | Direct | |
| 2019-10-17 | Class B Common Stock | $ | C | 78515 | Disposed | Class A Common Stock (78515) | Direct |
Footnotes
F1: Shares disposed of pursuant to a previously established Rule l0b5-l plan.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.990 to $17.480 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.370 to $17.655 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.010 to $17.690 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.000 to $17.315 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.950 to $17.185 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff ot the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.020 to $17.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.