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LEVI STRAUSS & CO Director's Dealing 2019

Nov 5, 2019

30653_dirs_2019-11-04_c569ead1-69b2-41d0-8318-e7c4b194b33d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-10-30

Reporting Person: Haas Walter J (10% Owner)
Reporting Person: Walter J. Haas 2019 Trust 1A (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-01 Class A Common Stock S 57941 $17.8558 Disposed 0 Direct
2019-11-01 Class A Common Stock C 57941 $0.00 Acquired 57941 Direct
2019-10-31 Class A Common Stock S 54058 $17.7004 Disposed 0 Direct
2019-10-31 Class A Common Stock C 54058 $0.00 Acquired 54058 Direct
2019-10-30 Class A Common Stock S 94411 $17.626 Disposed 0 Direct
2019-10-30 Class A Common Stock C 94411 $0.00 Acquired 94411 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-01 Class B Common Stock $ C 57941 Disposed Class A Common
Stock (57941) Direct
2019-10-31 Class B Common Stock $ C 54058 Disposed Class A Common
Stock (54058) Direct
2019-10-30 Class B Common Stock $ C 94411 Disposed Class A Common
Stock (94411) Direct

Footnotes

F1: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.730 to $17.960 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.350 to $17.840 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.240 to $17.825 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.