LEVI STRAUSS & CO — Director's Dealing 2019

Dec 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-03-21

Reporting Person: Haas Jennifer C. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-21	Class A Common Stock	C	850000	—	Acquired	850000	Direct
2019-03-21	Class A Common Stock	S	850000	$17	Disposed	0	Direct
2019-12-11	Class A Common Stock	C	1827	—	Acquired	1827	Direct
2019-12-11	Class A Common Stock	S	1827	$18.0072	Disposed	0	Direct
2019-12-12	Class A Common Stock	C	7547	—	Acquired	7547	Direct
2019-12-12	Class A Common Stock	S	7547	$18.3257	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-21	Class B Common Stock	$	C	850000	Disposed		Class A Common Stock (850000)	Direct
2019-04-01	Class B Common Stock	$	G	4000	Acquired		Class A Common Stock (4000)	Indirect
2019-04-01	Class B Common Stock	$	G	4000	Disposed		Class A Common Stock (4000)	Indirect
2019-05-30	Class B Common Stock	$	J	811554	Acquired		Class A Common Stock (811554)	Direct
2019-10-14	Class B Common Stock	$	J	625289	Acquired		Class A Common Stock (625289)	Direct
2019-12-11	Class B Common Stock	$	C	1827	Disposed		Class A Common Stock (1827)	Direct
2019-12-12	Class B Common Stock	$	C	7547	Disposed		Class A Common Stock (7547)	Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18 to $18.04 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18 to $18.41 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F6: These shares were a gift from a custodial account of which Ms. Haas is the custodian to a limited liability company of which she is the manager. Both such account and limited liability company are for the benefit of others and Ms. Haas has sole voting and investment power over both. She disclaims beneficial ownership of these shares.

F7: These shares were a distribution from a trust.