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LEVI STRAUSS & CO Director's Dealing 2019

Dec 18, 2019

30653_dirs_2019-12-17_10f0dcdf-0366-4f27-a165-ab7ca42aa306.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-12-13

Reporting Person: Eisenhardt Elizabeth H (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-17 Class A Common Stock S 31466 $19.1821 Disposed 0 Direct
2019-12-17 Class A Common Stock C 31466 $0.00 Acquired 31466 Direct
2019-12-17 Class A Common Stock S 16955 $19.1821 Disposed 0 Indirect
2019-12-17 Class A Common Stock C 16955 $0.00 Acquired 16955 Indirect
2019-12-16 Class A Common Stock S 36277 $18.8395 Disposed 0 Direct
2019-12-16 Class A Common Stock C 36277 $0.00 Acquired 36277 Direct
2019-12-16 Class A Common Stock S 19547 $18.8395 Disposed 0 Indirect
2019-12-16 Class A Common Stock C 19547 $0.00 Acquired 19547 Indirect
2019-12-13 Class A Common Stock S 88127 $18.9723 Disposed 0 Direct
2019-12-13 Class A Common Stock C 88127 $0.00 Acquired 88127 Direct
2019-12-13 Class A Common Stock S 47486 $18.9723 Disposed 0 Indirect
2019-12-13 Class A Common Stock C 47486 $0.00 Acquired 47486 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-17 Class B Common Stock $ C 31466 Disposed Class A Common Stock (31466) Direct
2019-12-17 Class B Common Stock $ C 16955 Disposed Class A Common Stock (16955) Indirect
2019-12-16 Class B Common Stock $ C 36277 Disposed Class A Common Stock (36277) Direct
2019-12-16 Class B Common Stock $ C 19547 Disposed Class A Common Stock (19547) Indirect
2019-12-13 Class B Common Stock $ C 88127 Disposed Class A Common Stock (88127) Direct
2019-12-13 Class B Common Stock $ C 47486 Disposed Class A Common Stock (47486) Indirect

Footnotes

F1: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.700 to $19.400 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.470 to $19.100 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.280 to $19.240 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: Includes 951,376 shares that were distributed to the reporting person from a trust on September 26, 2019 and inadvertently omitted from previous filings.