Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

LEVI STRAUSS & CO Director's Dealing 2019

Dec 20, 2019

30653_dirs_2019-12-19_f4d48d00-0f9a-4572-919e-b776ef8e4b87.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-12-17

Reporting Person: Haas Daniel S. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-17 Class A Common Stock C 31596 Acquired 156596 Direct
2019-12-17 Class A Common Stock S 31596 $19.1821 Disposed 125000 Direct
2019-12-18 Class A Common Stock C 23818 Acquired 148818 Direct
2019-12-18 Class A Common Stock S 23818 $19.7497 Disposed 125000 Direct
2019-12-19 Class A Common Stock C 14701 Acquired 139701 Direct
2019-12-19 Class A Common Stock S 14701 $19.5654 Disposed 125000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-17 Class B Common Stock $ C 31596 Disposed Class A Common Stock (31596) Direct
2019-12-18 Class B Common Stock $ C 23818 Disposed Class A Common Stock (23818) Direct
2019-12-19 Class B Common Stock $ C 14701 Disposed Class A Common Stock (14701) Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.70 to $19.40 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.22 to $19.95 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F6: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.3528 to $19.7221 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.