LEVI STRAUSS & CO — Director's Dealing 2019

Dec 21, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-12-18

Reporting Person: Bagattini Roy (EVP & President, Americas)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-18	Class A Common Stock	S	34410	$19.5359	Disposed	79420	Direct
2019-12-19	Class A Common Stock	C	4920	$0.00	Acquired	84340	Direct
2019-12-19	Class A Common Stock	S	4920	$19.62	Disposed	79420	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-18	Stock Appreciation Rights	$7.425	M	15590	Disposed	2022-02-04	Class B Common Stock (15590)	Direct
2019-12-18	Class B Common Stock	$	M	15590	Acquired		Class A Common Stock Stock (15590)	Direct
2019-12-18	Class B Common Stock	$	D	10670	Disposed		Class A Common Stock Stock (10670)	Direct
2019-12-19	Class B Common Stock	$	C	4920	Disposed		Class A Common Stock (4920)	Direct

Footnotes

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.50 to $19.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4: 100% of these SARs are fully vested.

F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.