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LEVI STRAUSS & CO Director's Dealing 2019

Dec 27, 2019

30653_dirs_2019-12-26_6367c4b6-3e0b-427a-afe3-d16ebfd35594.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-12-20

Reporting Person: Eisenhardt Elizabeth H (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-26 Class A Common Stock S 4318 $19.6151 Disposed 0 Direct
2019-12-26 Class A Common Stock C 4318 $0.00 Acquired 4318 Direct
2019-12-26 Class A Common Stock S 2326 $19.6151 Disposed 0 Indirect
2019-12-26 Class A Common Stock C 2326 $0.00 Acquired 2326 Indirect
2019-12-24 Class A Common Stock S 4004 $19.5961 Disposed 0 Direct
2019-12-24 Class A Common Stock C 4004 $0.00 Acquired 4004 Direct
2019-12-24 Class A Common Stock S 2157 $19.5961 Disposed 0 Indirect
2019-12-24 Class A Common Stock C 2157 $0.00 Acquired 2157 Indirect
2019-12-23 Class A Common Stock S 18063 $19.5783 Disposed 0 Direct
2019-12-23 Class A Common Stock C 18063 $0.00 Acquired 18063 Direct
2019-12-23 Class A Common Stock S 9733 $19.5783 Disposed 0 Indirect
2019-12-23 Class A Common Stock C 9733 $0.00 Acquired 9733 Indirect
2019-12-20 Class A Common Stock S 18195 $19.8836 Disposed 0 Direct
2019-12-20 Class A Common Stock C 18195 $0.00 Acquired 18195 Direct
2019-12-20 Class A Common Stock S 9804 $19.8836 Disposed 0 Indirect
2019-12-20 Class A Common Stock C 9804 $0.00 Acquired 9804 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-26 Class B Common Stock $ C 4318 Disposed Class A Common Stock (4318) Direct
2019-12-26 Class B Common Stock $ C 2326 Disposed Class A Common Stock (2326) Indirect
2019-12-24 Class B Common Stock $ C 4004 Disposed Class A Common Stock (4004) Direct
2019-12-24 Class B Common Stock $ C 2157 Disposed Class A Common Stock (2157) Indirect
2019-12-23 Class B Common Stock $ C 18063 Disposed Class A Common Stock (18063) Direct
2019-12-23 Class B Common Stock $ C 9733 Disposed Class A Common Stock (9733) Indirect
2019-12-20 Class B Common Stock $ C 18195 Disposed Class A Common Stock (18195) Direct
2019-12-20 Class B Common Stock $ C 9804 Disposed Class A Common Stock (9804) Indirect

Footnotes

F1: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.460 to $19.750 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.350 to $19.720 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.400 to $19.975 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.590 to $20.010 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Includes 951,376 shares that were distributed to the reporting person from a trust on September 26, 2019 and inadvertently omitted from previous filings.