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LEVI STRAUSS & CO Director's Dealing 2019

Dec 27, 2019

30653_dirs_2019-12-26_c5573b93-2f76-4d9d-b63b-3972277e0da3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LEVI STRAUSS & CO (LEVI)
CIK: 0000094845
Period of Report: 2019-12-20

Reporting Person: Haas Daniel S. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-20 Class A Common Stock C 18270 Acquired 143270 Direct
2019-12-20 Class A Common Stock S 18270 $19.8836 Disposed 125000 Direct
2019-12-23 Class A Common Stock C 18137 Acquired 143137 Direct
2019-12-23 Class A Common Stock S 18137 $19.5783 Disposed 125000 Direct
2019-12-24 Class A Common Stock C 4021 Acquired 129021 Direct
2019-12-24 Class A Common Stock S 4021 $19.5961 Disposed 125000 Direct
2019-12-26 Class A Common Stock C 4335 Acquired 129335 Direct
2019-12-26 Class A Common Stock S 4335 $19.6151 Disposed 125000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-20 Class B Common Stock $ C 18270 Disposed Class A Common Stock (18270) Direct
2019-12-23 Class B Common Stock $ C 18137 Disposed Class A Common Stock (18137) Direct
2019-12-24 Class B Common Stock $ C 4021 Disposed Class A Common Stock (4021) Direct
2019-12-26 Class B Common Stock $ C 4335 Disposed Class A Common Stock (4335) Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.59 to $20.01 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40 to $19.975 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F6: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $19.72 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

F7: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.46 to $19.75 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.