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LendingClub Corp — Director's Dealing 2021
May 27, 2021
31748_dirs_2021-05-27_ea96e75c-5910-43a0-99a0-9c17f5c5e807.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LendingClub Corp (LC)
CIK: 0001409970
Period of Report: 2021-05-07
Reporting Person: Momen Ronnie (Bank-Chief of Consumer Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-07 | Common Stock | G | 3423 | — | Disposed | 70448 | Direct |
| 2021-05-25 | Common Stock | M | 11393 | — | Acquired | 81841 | Direct |
| 2021-05-25 | Common Stock | F | 5999 | $13.90 | Disposed | 75842 | Direct |
| 2021-05-25 | Common Stock | M | 5990 | — | Acquired | 81832 | Direct |
| 2021-05-25 | Common Stock | F | 3154 | $13.90 | Disposed | 78678 | Direct |
| 2021-05-25 | Common Stock | M | 6718 | — | Acquired | 85396 | Direct |
| 2021-05-25 | Common Stock | F | 3538 | $13.90 | Disposed | 81858 | Direct |
| 2021-05-25 | Common Stock | M | 9754 | — | Acquired | 91612 | Direct |
| 2021-05-25 | Common Stock | F | 5136 | $13.90 | Disposed | 86476 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-25 | Restricted Stock Unit (RSU) | $0 | M | 11393 | Disposed | Common Stock (11393) | Direct | |
| 2021-05-25 | Restricted Stock Unit (RSU) | $0 | M | 5990 | Disposed | Common Stock (5990) | Direct | |
| 2021-05-25 | Restricted Stock Unit (RSU) | $0 | M | 6718 | Disposed | Common Stock (6718) | Direct | |
| 2021-05-25 | Restricted Stock Unit (RSU) | $0 | M | 9754 | Disposed | Common Stock (9754) | Direct |
Footnotes
F1: Transaction represents the transfer of 3,424 shares by the reporting person of Issuer common stock by bona fide gift.
F2: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F3: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F4: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F5: Not applicable.
F6: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F7: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F8: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.