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LendingClub Corp — Director's Dealing 2021
Aug 27, 2021
31748_dirs_2021-08-27_48e4e686-227b-479e-b66e-af042db19635.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LendingClub Corp (LC)
CIK: 0001409970
Period of Report: 2021-08-25
Reporting Person: Stack Fergal (SVP, Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-25 | Common Stock | M | 4612 | — | Acquired | 92264 | Direct |
| 2021-08-25 | Common Stock | F | 2089 | $29.00 | Disposed | 90175 | Direct |
| 2021-08-25 | Common Stock | M | 3545 | — | Acquired | 93720 | Direct |
| 2021-08-25 | Common Stock | F | 1583 | $29.08 | Disposed | 92137 | Direct |
| 2021-08-25 | Common Stock | M | 2396 | — | Acquired | 94533 | Direct |
| 2021-08-25 | Common Stock | F | 1017 | $29.08 | Disposed | 93516 | Direct |
| 2021-08-25 | Common Stock | M | 5099 | — | Acquired | 98615 | Direct |
| 2021-08-25 | Common Stock | F | 2007 | $29.08 | Disposed | 96608 | Direct |
| 2021-08-25 | Common Stock | M | 4442 | — | Acquired | 101050 | Direct |
| 2021-08-25 | Common Stock | F | 1748 | $29.08 | Disposed | 99302 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-25 | Restricted Stock Unit (RSU) | $0 | M | 4612 | Disposed | Common Stock (4612) | Direct | |
| 2021-08-25 | Restricted Stock Unit (RSU) | $0 | M | 3545 | Disposed | Common Stock (3545) | Direct | |
| 2021-08-25 | Restricted Stock Unit (RSU) | $0 | M | 2396 | Disposed | Common Stock (2396) | Direct | |
| 2021-08-25 | Restricted Stock Unit (RSU) | $0 | M | 5099 | Disposed | Common Stock (5099) | Direct | |
| 2021-08-25 | Restricted Stock Unit (RSU) | $0 | M | 4442 | Disposed | Common Stock (4442) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F7: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F8: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.