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LEE ENTERPRISES, Inc — Director's Dealing 2021
Dec 9, 2021
34755_dirs_2021-12-09_d308853c-c02b-4767-8098-be6b6fb9bb80.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEE ENTERPRISES, Inc (LEE ENT)
CIK: 0000058361
Period of Report: 2021-12-07
Reporting Person: MOWBRAY KEVIN (Director, Dir., President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-07 | Common Stock | F | 6829 | $24.85 | Disposed | 88987 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-30 | Employee Stock Option (Right to Buy) | $11.3 | A | 8000 | Acquired | 2022-04-30 | Common Stock (8000) | Direct |
Footnotes
F1: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.
F2: This Form 4 adjusts the Amount of Securities Beneficially Owned by the Reporting Person and Exercise Price of Derivative Security, the value of which was adjusted following the Issuer effectuating a one-for-ten (1:10) reverse stock split on March 12, 2021.
F3: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.