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LEE ENTERPRISES, Inc — Director's Dealing 2018
Dec 13, 2018
34755_dirs_2018-12-13_94d34ef8-3ce5-45b8-bd59-2064fda2ce97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEE ENTERPRISES, INC (LEE ENT)
CIK: 0000058361
Period of Report: 2018-12-11
Reporting Person: HUMENIK JOHN M. (Vice President - News)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-11 | Common Stock | F | 5600 | $2.07 | Disposed | 133415 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $2.07 | 2019-08-21 | Common Stock (9000) | 0 | Direct |
| Employee Stock Option (Right to Buy) | $2.57 | 2020-09-28 | Common Stock (9000) | 0 | Direct |
| Employee Stock Option (Right to Buy) | $1.13 | 2022-04-30 | Common Stock (7000) | 0 | Direct |
Footnotes
F1: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.
F2: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.
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