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LEE ENTERPRISES, Inc — Director's Dealing 2016
Nov 29, 2016
34755_dirs_2016-11-29_c03e853e-2de5-4f4c-821e-6a553be8c585.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEE ENTERPRISES, INC (LEE ENT)
CIK: 0000058361
Period of Report: 2016-09-02
Reporting Person: SCHERMER GREGORY P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-02 | Common Stock | F | 11844 | $3.22 | Disposed | 1060211 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-28 | Employee Stock Option (Right to Buy) | $2.57 | A | 12600 | Acquired | 2020-09-28 | Common Stock (12600) | Direct |
| 2012-04-30 | Employee Stock Option (Right to Buy) | $1.13 | A | 40000 | Acquired | 2022-04-30 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 540 | Indirect |
| Common Stock | 2000 | Indirect |
| Common Stock | 540 | Indirect |
| Common Stock | 540 | Indirect |
| Common Stock | 540 | Indirect |
| Common Stock | 55000 | Indirect |
Footnotes
F1: Reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest, if any, therein.
F2: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.
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