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LEE ENTERPRISES, Inc — Director's Dealing 2016
Nov 29, 2016
34755_dirs_2016-11-29_6b7e3eda-7a8b-40ed-b702-2e6d7efcef6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LEE ENTERPRISES, INC (LEE ENT)
CIK: 0000058361
Period of Report: 2016-11-27
Reporting Person: MOWBRAY KEVIN (Director, Dir., President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-27 | Common Stock | F | 16675 | $2.9500 | Disposed | 323763 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-28 | Employee Stock Option (Right to Buy) | $2.57 | A | 55800 | Acquired | 2020-09-28 | Common Stock (55800) | Direct |
| 2012-04-30 | Employee Stock Option (Right to Buy) | $1.13 | A | 80000 | Acquired | 2022-04-30 | Common Stock (80000) | Direct |
Footnotes
F1: Exercise of tax withholding right in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to LEE.
F2: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.
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