AI assistant
LEE ENTERPRISES, Inc — Director's Dealing 2011
Jul 11, 2011
34755_dirs_2011-07-11_8572f2a5-3291-4ae2-98c7-0954f6c947f0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: LEE ENTERPRISES, INC (LEE ENT)
CIK: 0000058361
Period of Report: 2011-03-02
Reporting Person: SCHERMER GREGORY P (Director, Vice Pres.-Interactive Media)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-02 | Common Stock | C | 6001 | — | Acquired | 6001 | Indirect |
| 2011-03-02 | Common Stock | C | 4001 | — | Acquired | 4001 | Indirect |
| 2011-03-02 | Common Stock | C | 1 | — | Acquired | 1 | Indirect |
| 2011-03-02 | Common Stock | C | 1 | — | Acquired | 1 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-02 | Class B Common Stock | $ | C | 6001 | Disposed | Common Stock (6001) | Indirect | |
| 2011-03-02 | Class B Common Stock | $ | C | 4001 | Disposed | Common Stock (4001) | Indirect | |
| 2011-03-02 | Class B Common Stock | $ | C | 1 | Disposed | Common Stock (1) | Indirect | |
| 2011-03-02 | Class B Common Stock | $ | C | 1 | Disposed | Common Stock (1) | Indirect |
Footnotes
F1: The Company's Class B Common Stock automatically converted to Common Stock when the number of outstanding Class B shares declined through trading on March 2, 2011 below the sunset level of 5.6 million shares established in Lee's Restated Certificate of Incorporation, as amended.
F2: Due to a scrivner's error, one share was omitted from the Reporting Person's original Form 4, though previously reported by Reporting Person prior to the automatic conversion of the Company's Class B Common Stock to Common Stock.
F3: Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest, if any, therein.