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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2023
May 11, 2023
30613_dirs_2023-05-10_24f1f071-7dc5-42df-910b-b3950f074830.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2023-05-08
Reporting Person: RICHARDSON DAVID JEFFREY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-08 | Common Stock | M | 22000 | $6.55 | Acquired | 51567 | Direct |
| 2023-05-08 | Common Stock | S | 22000 | $84.228 | Disposed | 29567 | Direct |
| 2023-05-09 | Common Stock | M | 4033 | — | Acquired | 33600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-08 | Non-Qualified Stock Option (right to buy) | $6.55 | M | 22000 | Disposed | 2024-12-04 | Common Stock (22000) | Direct |
| 2023-05-08 | Restricted Stock Unit (RSU) | $0 | A | 2246 | Acquired | Common Stock (2246) | Direct | |
| 2023-05-09 | Restricted Stock Unit (RSU) | $0 | M | 4033 | Disposed | Common Stock (4033) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $83.84 to $84.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F2: Restricted Stock Units (RSUs) - no purchase price for this transaction.
F3: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
F4: The Restricted Stock Units (RSUs) vest 100% on May 8, 2024.
F5: Not applicable.
F6: The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date.