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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2022
Nov 16, 2022
30613_dirs_2022-11-16_60c07fa0-9d51-4c9b-86e4-63aa2e59269a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2022-11-14
Reporting Person: ANDERSON JAMES ROBERT (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-14 | Common Stock | M | 5687 | $0.0 | Acquired | 795105 | Direct |
| 2022-11-14 | Common Stock | F | 2995 | $64.63 | Disposed | 792110 | Direct |
| 2022-11-15 | Common Stock | M | 30000 | $8.24 | Acquired | 822110 | Direct |
| 2022-11-15 | Common Stock | S | 30000 | $68.349 | Disposed | 792110 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-15 | Non-Qualified Stock Option (right to buy) | $8.24 | M | 30000 | Disposed | 2025-09-04 | Common Stock (30000) | Direct |
| 2022-11-14 | Restricted Stock Unit (RSU) | $0.0 | M | 5687 | Disposed | Common Stock (5687) | Direct |
Footnotes
F1: Restricted Stock Units - no purchase price for this transaction.
F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3: The transaction indicated was conducted under an approved 10b5-1 Plan.
F4: This transaction was executed in multiple trades at prices ranging from $67.72 to $69.29 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
F6: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
F7: Not applicable.