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LATTICE SEMICONDUCTOR CORP Director's Dealing 2020

Aug 5, 2020

30613_dirs_2020-08-05_16f6a684-7289-429d-989e-9d131c2a9cb7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2020-07-31

Reporting Person: Milstead Byron Wayne (VP Corp, General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-07-31 Common Stock M 3679 $5.73 Acquired 8549 Direct
2020-07-31 Common Stock S 3679 $31.01 Disposed 4870 Direct
2020-07-31 Common Stock S 4870 $31.01 Disposed 0 Direct
2020-08-02 Common Stock M 3456 $0.0 Acquired 3456 Direct
2020-08-02 Common Stock F 1284 $31.09 Disposed 2172 Direct
2020-08-02 Common Stock M 9214 $0.0 Acquired 11386 Direct
2020-08-02 Common Stock F 4465 $31.09 Disposed 6921 Direct
2020-08-03 Common Stock S 1251 $31.07 Disposed 5670 Direct
2020-08-03 Common Stock S 4749 $31.07 Disposed 921 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-07-31 Non-Qualified Stock Option (right to buy) $5.73 M 3679 Disposed 2024-10-18 Common Stock (3679) Direct
2020-08-02 Performance Restricted Stock Unit (PRSU) $0.0 M 9214 Disposed Common Stock (9214) Direct
2020-08-02 Restricted Stock Unit (RSU) $0.0 M 3456 Disposed Common Stock (3456) Direct

Footnotes

F1: Restricted Stock Units - no purchase price for this transaction.

F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

F3: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.

F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5: Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

F6: Not applicable.

F7: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.