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LATTICE SEMICONDUCTOR CORP Director's Dealing 2020

Aug 5, 2020

30613_dirs_2020-08-05_804c9b79-f8d8-4fde-91e5-f2a45efeed90.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2020-08-02

Reporting Person: ANDERSON JAMES ROBERT (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-02 Common Stock F 14832 $31.09 Disposed 240134 Direct
2020-08-02 Common Stock M 93898 $0.0 Acquired 334032 Direct
2020-08-02 Common Stock F 49438 $31.09 Disposed 284594 Direct
2020-08-02 Common Stock M 28170 $0.0 Acquired 312764 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-02 Performance Restricted Stock Unit (PRSU) $0.0 M 93898 Disposed Common Stock (93898) Direct
2020-08-02 Restricted Stock Unit (RSU) $0.0 M 28170 Disposed Common Stock (28170) Direct

Footnotes

F1: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

F2: Restricted Stock Units - no purchase price for this transaction.

F3: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4: Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

F5: Not applicable.

F6: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.