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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2020
Sep 9, 2020
30613_dirs_2020-09-09_8f641738-f9d1-4a62-88c0-96cf03850c56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2020-09-04
Reporting Person: ANDERSON JAMES ROBERT (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-04 | Common Stock | M | 31385 | $0.0 | Acquired | 344149 | Direct |
| 2020-09-04 | Common Stock | F | 16525 | $28.02 | Disposed | 327624 | Direct |
| 2020-09-04 | Common Stock | M | 181478 | $0.0 | Acquired | 509102 | Direct |
| 2020-09-04 | Common Stock | F | 95549 | $28.02 | Disposed | 413553 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-04 | Performance Restricted Stock Unit (PRSU) | $0.0 | M | 181478 | Disposed | Common Stock (181478) | Direct | |
| 2020-09-04 | Restricted Stock Unit (RSU) | $0.0 | M | 31385 | Disposed | Common Stock (31385) | Direct |
Footnotes
F1: Restricted Stock Units - no purchase price for this transaction.
F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3: Represents shares earned with respect to performance restricted stock units (PRSUs)based on the achievement by Lattice Semiconductor of certain performance targets for the period September 4, 2019 to September 3, 2020.
F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F5: Not applicable.
F6: Grants of Restricted Stock Units (RSUs) vest as follows: 33% of the RSUs will vest on the first anniversary of the date of grant, and an additional 8.33% of the RSUs shall vest at the end of each three month period thereafter.