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LANTRONIX INC — Director's Dealing 2021
Nov 23, 2021
33788_dirs_2021-11-23_769cc287-e078-40c9-8065-cdff9813ec49.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LANTRONIX INC (LTRX)
CIK: 0001114925
Period of Report: 2021-11-09
Reporting Person: Nguyen Heidi (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 106454 | Indirect |
| Common Stock | 6120880 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to buy) | $1.10 | 2022-11-19 | Common Stock (25000) | Indirect | |
| Stock Option (Right to buy) | $1.38 | 2023-11-16 | Common Stock (25000) | Indirect | |
| Stock Option (Right to buy) | $1.92 | 2024-11-14 | Common Stock (25000) | Indirect | |
| Stock Option (Right to buy) | $3.57 | 2025-11-13 | Common Stock (25000) | Indirect | |
| Stock Option (Right to buy) | $3.04 | 2026-11-05 | Common Stock (25000) | Indirect | |
| Stock Option (Right to buy) | $4.41 | 2030-11-02 | Common Stock (25000) | Indirect |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.
F2: The Reporting Person serves as Vice President and as a director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities. The Reporting Person's spouse is the sole shareholder and a managing director of TL Investment GmbH.