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LAKE RESOURCES N.L. — Major Shareholding Notification 2023
Mar 13, 2023
65240_rns_2023-03-13_f83f51ec-b629-408d-ba9d-8adc44b8dd71.pdf
Major Shareholding Notification
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603 Page 1 of 4
Form 603
Corporations Act 2001 Section
671B
Notice of initial substantial holder
To Company Name/Scheme LAKE RESOURCES NL ACN/ARSN/ ABN 490 794 719 80
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA
The holder became a substantial holder on 09/03/2023
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 73,581,670 | 73,581,670 | 5.18% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| JPMORGAN CHASE BANK,N.A | Securities on Loan as Agent Lender | 35,053,655 (Ordinary) |
| JPM ASSET MGMT HOLDINGS INC. | In its capacity as investment manager or in various other related capacities |
5,000 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Holder of securities subject to an obligation to return under a securities lending agreement |
16,783,849 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Purchase and sales of securities in its capacity as Principal/Proprietary |
192,312 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Rehypothecation of client securities under a Prime Brokerage Agreement |
231,017 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Holder of securities subject to an obligation to return under a securities lending agreement |
10,135,000 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Purchase and sales of securities in its capacity as Principal/Proprietary |
6,672,961 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Holder of securities subject to an obligation to return under a securities lending agreement |
4,507,876 (Ordinary) |
603 Page 2 of 4
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Class and number of securities |
|---|---|---|---|
| JPMORGAN CHASE BANK,N.A | JPM Nominees Australia Pty Limited | Various Borrowers under the Securities Lending Agreement |
35,053,655 (Ordinary) |
| JPM ASSET MGMT HOLDINGS INC. | Charles schwab | Various Clients and Custodians | 5,000 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty Limited | JPM Nominees Australia Pty Limited | 16,783,849 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty Limited | J.P. MORGAN SECURITIES PLC | 192,312 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Citi Australia | Various Clients and Custodians | 231,017 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Citi Australia | Citi Australia | 10,135,000 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd | J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
6,672,961 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd | Ecapital Nominees Pty Ltd | 4,507,876 (Ordinary) |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| older became a substantial holder | is as follows: | |||
|---|---|---|---|---|
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities | |
| See Appendix | Cash | Non-cash | ||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| J.P. MORGAN SECURITIES LLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Subsidiary of JPMorgan Chase & Co. |
| JPM ASSET MGMT HOLDINGS INC. | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN CHASE BANK, N.A. | Subsidiary of JPMorgan Chase & Co. |
603 Page 3 of 4
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| JPMorgan Chase & Co. | 383 Madison Avenue, New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES LLC | 383 Madison Ave., New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, England |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia |
| JPM ASSET MGMT HOLDINGS INC. | 383 Madison Avenue, New York, New York, NY, 10179, United States |
| JPMORGAN CHASE BANK, N.A. | 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States |
Signature
| ure | |
|---|---|
| print name sign here |
Vasim Pathan Capacity Compliance Officer |
| date 13/03/2023 |
|
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
603 Page 4 of 4
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 57,545,385
10-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,768) 1.08 $ 20,269.44
10-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,730 1.07 $ 12,551.10
10-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,537) 1.07 $ 128,974.59
10-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,038 1.07 $ 7,530.66
10-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 239,508 1.07 $ 256,273.56
10-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (706) 1.07 $ 755.42
10-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (5,096) - $ -
10-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment (2,885,857) - $ -
10-Nov-22 J.P. MORGAN SECURITIES PLC Equity Adjustment (2,037) - $ -
10-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 330,000 - $ -
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,331) 1.13 $ 1,504.03
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,587 1.12 $ 12,977.44
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,873 1.12 $ 13,297.76
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (108,192) 1.12 $ 121,175.04
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (47,233) 1.12 $ 52,900.96
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (190,000) 1.12 $ 212,800.00
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (96,981) 1.11 $ 107,922.78
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,161 1.12 $ 3,540.32
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 224,851 1.13 $ 253,668.58
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 96,981 1.13 $ 109,588.53
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (81,273) 1.12 $ 90,999.75
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 150,258 1.12 $ 168,288.96
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 354,487 1.12 $ 397,025.44
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,939) 1.12 $ 3,291.68
11-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,174 1.12 $ 1,314.88
11-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow 600,000 - $ -
11-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow 400,000 - $ -
11-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (400,000) - $ -
14-Nov-22 J.P. MORGAN SECURITIES PLC Equity Sell (15,630) 1.18 $ 18,365.25
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 113 1.12 $ 126.56
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (142,991) 1.18 $ 168,014.43
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,121) 1.18 $ 9,542.18
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,575) 1.18 $ 28,875.63
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 211,407 1.16 $ 245,144.81
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21 1.19 $ 24.91
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (42,957) 1.15 $ 49,599.66
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (59,000) 1.18 $ 69,490.02
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 383,247 1.17 $ 449,170.47
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (118,414) 1.17 $ 138,477.12
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (101,590) 1.17 $ 118,908.05
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,196 1.16 $ 7,187.89
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,160) 1.18 $ 33,088.00
14-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,196) 1.15 $ 7,094.42
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,879 1.09 $ 22,653.72
15-Nov-22 J.P. MORGAN SECURITIES PLC Equity Sell (16,984) 1.09 $ 18,427.64
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (176,281) 1.09 $ 192,333.68
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (264,833) 1.13 $ 299,389.73
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (312,028) 1.12 $ 350,448.94
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 853,000 1.09 $ 932,479.98
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (249,769) 1.09 $ 272,668.57
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,000) 1.16 $ 3,465.00
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,319 1.09 $ 6,865.72
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (958) 1.18 $ 1,125.65
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 113,879 1.18 $ 133,807.83
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (109,111) 1.18 $ 128,205.43
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,662 1.09 $ 15,908.27
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27,700 1.09 $ 30,054.50
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,339 1.09 $ 3,622.82
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (118) 1.09 $ 128.03
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (234) 1.09 $ 253.89
15-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (600,000) - $ -
15-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (400,000) - $ -
15-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (500,000) - $ -
15-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (567,000) - $ -
16-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (106,736) 1.08 $ 114,947.73
16-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,247 1.08 $ 2,421.87
16-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,055) 1.08 $ 40,930.85
16-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 1.08 $ 2,150.00
16-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,509) 1.07 $ 5,894.63
16-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 10,000 - $ -
16-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (40,976) - $ -
16-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (559,024) - $ -
17-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (233) 1.07 $ 249.31
17-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (187,682) 1.07 $ 200,819.74
17-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (136,265) 1.06 $ 143,759.58
17-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,692) 1.06 $ 4,950.06
17-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 127,053 1.06 $ 134,040.92
17-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,514) 1.06 $ 32,433.67
17-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,723 1.06 $ 6,070.52
17-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (94,443) 1.08 $ 101,548.42
17-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70,734) 1.06 $ 75,127.50
17-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 500,000 - $ -
17-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 250,000 - $ -
17-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 311,382 - $ -
17-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 88,618 - $ -
18-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,673) 1.05 $ 13,293.36
18-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 187 1.05 $ 196.35
18-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,227) 1.05 $ 23,327.73
18-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,000) 1.06 $ 31,800.00
18-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 2,500 - $ -
18-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 10,559 - $ -
21-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,693) 1.05 $ 31,310.50
21-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 382 1.06 $ 404.35
21-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,000) 1.10 $ 55,000.00
21-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 175,000 - $ -
21-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 20,225 - $ -
22-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11 1.04 $ 11.44
22-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 79,179 1.04 $ 81,950.27
22-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 109,085 1.04 $ 112,902.98
22-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 67,037 1.04 $ 69,383.30
22-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,282 1.05 $ 1,339.81
22-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,902 1.06 $ 20,996.61
22-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,544 1.04 $ 23,333.04
22-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,902) 1.04 $ 20,698.08
22-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (10,000) - $ -
22-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 29,584 - $ -
22-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 16,126 - $ -
23-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,744) 1.05 $ 51,146.88
23-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,173) 1.05 $ 15,920.70
24-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (47,217) 1.05 $ 49,535.64
24-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,220) 1.05 $ 23,334.53
25-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 459 1.05 $ 479.66
25-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 118 1.05 $ 123.31
25-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,865) 0.99 $ 5,777.03
25-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 87,080 0.99 $ 85,773.80
25-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (273) 0.99 $ 268.91
25-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,960) 1.00 $ 27,035.60
25-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,391,000 1.01 $ 1,405,445.54
25-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,141 0.99 $ 14,913.89
25-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (114,390) 1.00 $ 114,673.46
25-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,141) 1.05 $ 15,822.35
25-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (311,382) - $ -
25-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,756,713) - $ -
28-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18) 0.99 $ 17.73
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TRADES FOR RELEVANT PERIOD Appendix
28-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (109,090) 0.94 $ 101,999.15
28-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 453,859 0.96 $ 434,832.78
28-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,731) 0.95 $ 15,977.80
28-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,368 0.95 $ 2,260.46
28-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,293) 0.95 $ 8,817.21
28-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,000 0.95 $ 95,000.00
28-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 142,449 0.94 $ 133,189.82
28-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (371,959) 1.04 $ 386,837.36
28-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 311,382 - $ -
28-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 1,636,005 - $ -
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14) 0.94 $ 13.09
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,364 0.95 $ 34,545.80
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,517 0.95 $ 43,241.15
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,041 0.95 $ 4,788.95
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (37) 0.95 $ 35.15
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 719,500 0.93 $ 669,691.17
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,296 0.93 $ 3,078.96
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 174,553 0.92 $ 161,426.09
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,016) 0.93 $ 947.39
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,824) 0.94 $ 5,483.26
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32,962) 0.95 $ 31,313.90
29-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,184 0.95 $ 3,974.80
29-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 20,000 - $ -
29-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 5,000,000 - $ -
29-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 2,000,000 - $ -
29-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 100,436 - $ -
29-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 100,000 - $ -
30-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25) 0.95 $ 23.75
30-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112,611 1.00 $ 112,611.00
30-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,664 0.97 $ 1,614.74
30-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,252) 0.95 $ 22,100.44
30-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,000 0.96 $ 19,100.00
30-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 369,000 0.96 $ 353,856.61
30-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 94,710 0.97 $ 91,418.92
30-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 74,309 1.00 $ 74,309.00
30-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33,055) 1.00 $ 33,055.00
30-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow 100,000 - $ -
30-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow 3,000,000 - $ -
30-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (499,368) - $ -
30-Nov-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (400,000) - $ -
30-Nov-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 100,000 - $ -
30-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 6,465,747 - $ -
30-Nov-22 JPMORGAN CHASE BANK, N.A Equity Borrow 34,253 - $ -
1-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,797) 1.01 $ 8,840.99
1-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112) 1.01 $ 112.56
1-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,338 1.01 $ 39,534.69
1-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,523 1.01 $ 24,645.62
1-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 1.01 $ 10,099.39
1-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,443 1.04 $ 2,540.72
1-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,196) 1.01 $ 1,211.37
1-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (427) 1.01 $ 429.37
1-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (354,152) 1.00 $ 355,426.24
1-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (97,153) 1.01 $ 97,804.51
1-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,030,000) - $ -
1-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (95,411) - $ -
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 194 1.01 $ 194.97
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,921 1.03 $ 48,328.63
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,304) 1.01 $ 117,890.52
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,333) 1.03 $ 15,792.99
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,294 1.03 $ 31,202.82
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 158,613 1.03 $ 163,371.39
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (686) 1.03 $ 706.58
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 102,200 1.01 $ 103,596.46
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,000 1.03 $ 19,475.00
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,051) 1.02 $ 2,086.30
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (150,000) 1.02 $ 152,500.05
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (102,200) 1.00 $ 102,304.65
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (380) 1.02 $ 386.52
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,698) 1.02 $ 5,813.30
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,000) 1.03 $ 19,570.00
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 469 1.03 $ 483.07
2-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 118 1.03 $ 121.54
2-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (20,000) - $ -
2-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 317,026 - $ -
2-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 57,312 - $ -
2-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 125,662 - $ -
5-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (47) 1.03 $ 48.41
5-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,865) 1.00 $ 5,865.00
5-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (163,700) 1.02 $ 166,525.95
5-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 620,000 1.01 $ 623,749.76
5-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,030 1.01 $ 1,040.30
5-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (165) 1.01 $ 165.96
5-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 500,000 - $ -
5-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 250,000 - $ -
5-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (100,436) - $ -
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (49) 1.00 $ 49.00
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,334 0.97 $ 13,903.98
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 131 0.97 $ 127.07
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,861 0.97 $ 14,415.17
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 49,359 0.97 $ 47,878.23
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,248 0.98 $ 44,343.04
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,168) 0.98 $ 2,117.85
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,766) 0.98 $ 23,206.69
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,435 0.97 $ 47,175.79
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,928 0.98 $ 7,737.73
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,108 0.98 $ 5,975.82
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 129,300 0.98 $ 126,356.87
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,461 1.00 $ 23,461.00
6-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (118) 0.97 $ 114.46
6-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (600,000) - $ -
6-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (500,000) - $ -
6-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,800,000) - $ -
6-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,200,000) - $ -
6-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 40,051 - $ -
6-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 11,057 - $ -
6-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (57,312) - $ -
6-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 6,204 - $ -
6-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 1,810,000 - $ -
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 121,209 0.97 $ 117,572.73
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,865 0.97 $ 5,689.05
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (932) 0.97 $ 904.04
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 64,517 0.98 $ 62,904.08
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (140,765) 0.97 $ 136,542.05
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,248) 0.96 $ 43,575.05
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (841) 0.97 $ 815.77
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,781 0.97 $ 40,320.84
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,101 0.97 $ 2,037.97
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 202,500 0.97 $ 196,156.49
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,954) 0.98 $ 8,730.15
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,682 0.96 $ 15,096.89
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (66,450) 0.97 $ 64,347.06
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 321,715 0.98 $ 313,672.13
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 87,435 0.98 $ 85,249.13
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,034) 0.98 $ 1,008.15
7-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,670) 0.98 $ 16,253.25
7-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (400,000) - $ -
2/11
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TRADES FOR RELEVANT PERIOD Appendix
7-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow 3,000,000 - $ -
7-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (3,000,000) - $ -
7-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (251,080) - $ -
7-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 207,000 - $ -
7-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (200,000) - $ -
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,699 0.96 $ 18,911.04
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,699 0.96 $ 18,911.04
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,699) 0.96 $ 18,812.55
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 938 0.96 $ 895.79
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (938) 0.96 $ 898.14
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,730 0.94 $ 11,026.20
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,615 0.94 $ 18,438.10
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (459) 0.94 $ 431.46
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 650,000 0.95 $ 618,499.70
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,676 0.94 $ 18,495.44
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,118) 0.95 $ 2,012.29
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (369,100) 0.96 $ 353,553.14
8-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,311 0.95 $ 5,999.65
8-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 100,184 - $ -
8-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (3,000,000) - $ -
9-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow 250,000 - $ -
9-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,304) 0.94 $ 110,265.76
9-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,686) 0.96 $ 14,098.56
9-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,356 0.93 $ 33,865.36
9-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,686 0.95 $ 13,951.70
9-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (190,854) 0.93 $ 178,346.19
9-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,277 0.93 $ 17,861.28
9-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (89) 0.94 $ 83.66
9-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 68,425 0.94 $ 64,319.50
9-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 159,618 0.94 $ 150,040.92
9-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (29,984) - $ -
9-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (5,743) - $ -
9-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,325) - $ -
9-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (81,341) - $ -
9-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 22,000 - $ -
9-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (96,223) - $ -
9-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (510,177) - $ -
9-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (560,000) - $ -
12-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow 317 - $ -
12-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow 1,999,683 - $ -
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (67,451) 0.94 $ 63,066.69
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,737 0.91 $ 32,566.81
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 973 0.92 $ 892.46
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,250) 0.91 $ 4,777.50
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 56,542 0.91 $ 51,539.84
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,250 0.92 $ 4,830.00
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (140,000) 0.94 $ 130,900.00
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 116,600 0.91 $ 106,371.38
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (113) 0.94 $ 106.22
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 117 0.94 $ 109.98
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,220 0.94 $ 9,555.70
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,662 0.94 $ 13,708.97
12-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47 0.94 $ 43.95
12-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (21,698) - $ -
12-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (7,631) - $ -
12-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,000,000) - $ -
12-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (84,405) - $ -
12-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (28,124) - $ -
12-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (12,295) - $ -
12-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,354) - $ -
12-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (27,678) - $ -
12-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (15,066) - $ -
13-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (81,175) 0.91 $ 73,463.38
13-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,999 0.92 $ 11,935.07
13-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,000 0.91 $ 90,500.00
13-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (142,300) 0.92 $ 131,336.50
13-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8 0.94 $ 7.48
13-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,390) 0.91 $ 19,357.95
13-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,663 0.91 $ 13,270.02
13-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,662) 0.91 $ 9,649.11
13-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 94,489 0.91 $ 85,512.55
13-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 234 0.91 $ 211.77
13-Dec-22 J.P. MORGAN SECURITIES PLC Equity Borrow Return (78,645) - $ -
13-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 1,091 - $ -
13-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,091) - $ -
13-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (170,016) - $ -
13-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (133,706) - $ -
13-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (29,034) - $ -
13-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 330,000 - $ -
13-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 27,678 - $ -
13-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 769,322 - $ -
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,864 0.92 $ 5,365.56
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,191 0.89 $ 31,144.04
14-Dec-22 J.P. MORGAN SECURITIES PLC Equity Sell (13,317) 0.89 $ 11,785.55
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,652) 0.91 $ 53,080.06
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,373 0.90 $ 43,425.36
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (61,100) 0.90 $ 54,990.00
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 911 0.90 $ 819.90
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 184,747 0.89 $ 164,295.14
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (181) 0.89 $ 161.76
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 92 0.91 $ 83.26
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (791) 0.91 $ 719.81
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,088 0.90 $ 976.48
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 78,070 0.90 $ 69,872.65
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 939 0.90 $ 840.41
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 145,341 0.89 $ 128,626.79
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,454) 0.89 $ 7,481.79
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (913) 0.89 $ 808.01
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (129) 0.89 $ 114.17
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 129 0.89 $ 114.17
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (129) 0.89 $ 114.17
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,652) 0.91 $ 53,080.06
14-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (293,260) 0.91 $ 265,400.30
14-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 27,000 - $ -
14-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (31,426) - $ -
14-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (182,000) - $ -
14-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (100,184) - $ -
14-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (22,000) - $ -
14-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 730,583 - $ -
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,734) 0.88 $ 11,205.92
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (68,623) 0.88 $ 60,388.24
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 353,569 0.86 $ 305,635.65
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (53,909) 0.88 $ 47,364.02
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 85,985 0.88 $ 75,666.80
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,980 0.88 $ 18,357.50
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,695 0.87 $ 40,516.60
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (79,426) 0.87 $ 69,484.72
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 53,909 0.86 $ 46,372.36
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,477 0.87 $ 10,792.61
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (241,100) 0.86 $ 207,962.97
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35) 0.89 $ 30.98
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1 0.86 $ 0.86
15-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,797 0.87 $ 7,609.41
15-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 114,584 - $ -
15-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 7,631 - $ -
15-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 500,000 - $ -
3/11
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TRADES FOR RELEVANT PERIOD Appendix
15-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 63,436 - $ -
15-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 85,517 - $ -
15-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 67,485 - $ -
15-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 426,852 - $ -
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (158,010) 0.84 $ 132,728.40
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (505,000) 0.85 $ 428,750.05
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (151,446) 0.83 $ 125,768.18
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,605 0.83 $ 7,972.15
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 159,903 0.84 $ 134,671.43
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 263,200 0.85 $ 223,334.94
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,700) 0.84 $ 23,964.50
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 286,513 0.86 $ 245,672.29
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 144,617 0.85 $ 122,684.68
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 238,260 0.84 $ 199,720.02
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,194 0.87 $ 1,032.81
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 592 0.85 $ 500.24
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 37,282 0.84 $ 31,316.88
16-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32 0.84 $ 26.88
16-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 68,000 - $ -
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 136,353 0.86 $ 116,650.67
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,085 0.85 $ 21,406.01
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55,942) 0.86 $ 47,902.63
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 64,274 0.85 $ 54,568.18
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 0.84 $ 0.84
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 375,784 0.85 $ 319,318.32
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (316,451) 0.86 $ 270,780.16
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (141,626) 0.84 $ 119,159.58
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,124 0.84 $ 1,784.16
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33 0.85 $ 27.89
19-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (259) 0.85 $ 218.86
19-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (391,787) - $ -
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,917 0.79 $ 3,094.43
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,056 0.79 $ 34,014.24
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 63,000 0.79 $ 49,612.50
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,054) 0.80 $ 1,641.81
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 519,839 0.79 $ 413,214.82
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (42,700) 0.83 $ 35,227.50
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 367,947 0.79 $ 290,958.51
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (300,000) 0.79 $ 237,000.00
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 89,889 0.80 $ 71,742.84
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 424,789 0.80 $ 338,529.22
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (91) 0.85 $ 76.90
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,015 0.79 $ 801.85
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,132) 0.79 $ 1,684.28
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 63,576 0.79 $ 50,225.04
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 711 0.79 $ 561.69
20-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 237 0.79 $ 187.23
20-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 50,000 - $ -
20-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 850 - $ -
20-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 23,508 - $ -
20-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 12,412 - $ -
20-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (234,464) - $ -
21-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 804,603 0.80 $ 640,643.41
21-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (43) 0.78 $ 33.71
21-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (431) 0.80 $ 343.05
21-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,401 0.80 $ 27,520.80
21-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,236) 0.81 $ 28,486.47
21-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 400,500 0.80 $ 318,512.44
21-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 678,361 0.80 $ 540,322.68
21-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (242,592) 0.81 $ 197,025.46
21-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (55,000) - $ -
21-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (111,382) - $ -
21-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 97,969 - $ -
21-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (38,164) - $ -
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,974 0.81 $ 38,048.94
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,938) 0.81 $ 19,274.47
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (121,835) 0.81 $ 98,436.34
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,650 0.80 $ 18,169.97
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 370,370 0.81 $ 299,999.70
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (254,775) 0.80 $ 203,820.00
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 282,019 0.81 $ 227,860.64
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 57,200 0.80 $ 45,683.01
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (430) 0.78 $ 335.40
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 828 0.78 $ 645.84
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,454) 0.81 $ 6,847.74
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 89,748 0.81 $ 72,695.88
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,936 0.81 $ 2,378.16
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,166 0.81 $ 9,854.46
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (119) 0.81 $ 96.39
22-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,123 0.81 $ 16,299.63
22-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (72,080) - $ -
22-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (63,000) - $ -
22-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (100,000) - $ -
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (509) 0.81 $ 412.29
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,740) 0.77 $ 9,039.80
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (115,595) 0.76 $ 87,852.20
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27,378 0.76 $ 20,913.21
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 44,791 0.77 $ 34,307.04
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,124 0.77 $ 16,159.86
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (193,079) 0.76 $ 147,045.88
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,779,432) 0.77 $ 1,363,094.74
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,700) 0.76 $ 21,892.99
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,337 0.77 $ 1,799.49
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26,112 0.77 $ 20,106.24
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,224) 0.77 $ 3,252.48
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,345 0.77 $ 1,035.65
23-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (162) 0.77 $ 124.74
23-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 94,000 - $ -
23-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (114,584) - $ -
23-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (63,436) - $ -
23-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (67,485) - $ -
23-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,250,000) - $ -
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,739) 0.74 $ 8,628.17
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22) 0.77 $ 16.94
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,621) 0.74 $ 28,386.44
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,705) 0.74 $ 7,133.18
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 0.74 $ 0.74
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,986 0.73 $ 15,393.23
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,124) 0.76 $ 16,028.89
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 169,918 0.74 $ 125,348.68
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 281,600 0.73 $ 206,958.26
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,171 0.74 $ 15,560.69
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (43,662) 0.75 $ 32,583.03
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (823) 0.74 $ 604.91
28-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (237) 0.74 $ 174.20
28-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 8,000 - $ -
28-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,000,000) - $ -
28-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (2,900,309) - $ -
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,480 0.72 $ 16,905.60
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,132) 0.72 $ 15,215.04
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 44,963 0.76 $ 33,947.07
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (398) 0.74 $ 292.53
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,235 0.76 $ 25,092.43
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26,471 0.76 $ 19,985.61
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,128 0.75 $ 10,620.41
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 68,229 0.75 $ 50,996.40
4/11
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TRADES FOR RELEVANT PERIOD Appendix
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 612,000 0.75 $ 456,794.35
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 94,264 0.75 $ 70,941.96
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (161,655) 0.75 $ 120,432.98
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,340 0.74 $ 34,269.91
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,279 0.74 $ 17,268.41
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 162 0.76 $ 122.31
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,522 0.76 $ 2,659.11
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (684) 0.76 $ 516.42
29-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (236) 0.76 $ 178.18
29-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (8,000) - $ -
29-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (14,322) - $ -
29-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (3,194) - $ -
29-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 2,649,939 - $ -
29-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (309,350) - $ -
29-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 730,000 - $ -
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 749 0.80 $ 599.20
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,344) 0.80 $ 3,475.20
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,469 0.80 $ 27,575.20
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 252,086 0.78 $ 197,138.31
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 275,304 0.78 $ 215,866.69
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (151) 0.76 $ 114.01
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 88,820 0.80 $ 71,056.00
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,675 0.80 $ 11,740.00
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,095 0.80 $ 15,276.00
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 326 0.80 $ 260.80
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (326) 0.80 $ 260.80
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 326 0.80 $ 260.80
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (947) 0.80 $ 757.60
30-Dec-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 473 0.80 $ 378.40
30-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (2,000) - $ -
30-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow 9,765 - $ -
30-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,147,715) - $ -
30-Dec-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (658,840) - $ -
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,870 0.76 $ 4,431.85
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (44,577) 0.76 $ 33,655.64
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (245,080) 0.77 $ 188,644.69
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 211 0.76 $ 159.31
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,627) 0.77 $ 2,786.57
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (369,568) 0.76 $ 280,285.55
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 108,859 0.77 $ 83,821.43
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,352) 0.76 $ 7,062.22
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (342,000) 0.77 $ 264,982.28
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 181,478 0.76 $ 138,308.56
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,010 0.76 $ 4,537.55
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 236 0.76 $ 178.18
3-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39) 0.76 $ 29.45
3-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 15,000 - $ -
3-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (329,234) - $ -
3-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (209,589) - $ -
3-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (177,840) - $ -
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,044 0.76 $ 5,318.22
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (86,756) 0.75 $ 65,067.00
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,585) 0.76 $ 1,208.56
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,349 0.75 $ 34,011.75
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,237) 0.75 $ 4,702.42
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (152,161) 0.75 $ 114,120.75
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,991 0.75 $ 32,800.70
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,452 0.76 $ 21,481.26
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,817 0.75 $ 1,354.47
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 544,427 0.75 $ 410,570.37
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,544 0.75 $ 1,158.00
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 199,347 0.75 $ 149,510.25
4-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,188) 0.75 $ 891.00
4-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (570,000) - $ -
4-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 7,800 - $ -
4-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (562,547) - $ -
4-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (2,000,000) - $ -
4-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 233,000 - $ -
4-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (7,631) - $ -
4-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,273,051) - $ -
4-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (317,026) - $ -
4-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (124,252) - $ -
4-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,328,040) - $ -
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (429) 0.75 $ 321.75
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 946 0.76 $ 718.96
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 63,125 0.78 $ 48,921.88
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (187,834) 0.78 $ 145,571.35
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 664 0.77 $ 512.17
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12) 0.77 $ 9.30
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,085) 0.76 $ 11,389.18
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (107,067) 0.78 $ 83,171.79
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,256 0.78 $ 19,639.52
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 476,576 0.77 $ 369,215.82
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (145,000) 0.78 $ 113,549.94
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,299 0.76 $ 34,587.24
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,808) 0.78 $ 1,401.20
5-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6 0.78 $ 4.65
5-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (750,000) - $ -
5-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,500,000) - $ -
5-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 6,000,000 - $ -
5-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 1,000,000 - $ -
6-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,678 0.80 $ 31,741.25
6-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 663,918 0.82 $ 541,215.99
6-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,000) 0.79 $ 27,475.00
6-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,076) 0.83 $ 7,533.08
6-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,328 0.83 $ 30,152.24
6-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,870) 0.83 $ 4,872.10
6-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 269 0.83 $ 223.27
6-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,063 0.83 $ 882.29
6-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (176,094) 0.78 $ 136,472.85
6-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (500,000) - $ -
6-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (18,702) - $ -
6-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (85,000) - $ -
6-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (2,124) - $ -
6-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (23,794) - $ -
6-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (101,953) - $ -
6-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 60,735 - $ -
6-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 61,341 - $ -
6-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (7,800) - $ -
6-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (9,765) - $ -
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,740) 0.83 $ 9,685.50
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5 0.83 $ 4.15
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,523 0.83 $ 30,131.48
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34) 0.83 $ 28.05
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,805 0.83 $ 8,089.13
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (280) 0.83 $ 232.40
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 399 0.84 $ 333.73
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,862 0.83 $ 1,536.15
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,537 0.86 $ 9,877.01
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (245,000) 0.84 $ 205,724.30
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51,215) 0.84 $ 43,020.60
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31) 0.84 $ 26.12
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (589) 0.84 $ 494.76
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,299) 0.85 $ 38,504.20
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,822 0.84 $ 21,595.30
9-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,080) 0.83 $ 11,616.00
5/11
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TRADES FOR RELEVANT PERIOD Appendix
9-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 900,000 - $ -
9-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 500,000 - $ -
9-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (33,380) - $ -
9-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 1,000,000 - $ -
9-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 3,500,000 - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (250,000) - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (27,000) - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (3,000,000) - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (317) - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,999,683) - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (545,093) - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (50,000) - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (43,682) - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (132,000) - $ -
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,609 0.84 $ 14,703.52
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,044) 0.88 $ 34,373.60
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (574,568) 0.86 $ 494,406.57
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 177,878 0.87 $ 155,374.48
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (102,281) 0.86 $ 87,752.50
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 782 0.84 $ 652.97
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 93,158 0.85 $ 79,102.13
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (352) 0.85 $ 299.14
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112,415) 0.88 $ 98,761.86
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 172,170 0.87 $ 149,169.12
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (177,878) 0.86 $ 153,256.13
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,480 0.83 $ 19,371.00
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,398) 0.83 $ 96,853.35
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (88) 0.83 $ 72.60
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,398) 0.84 $ 98,027.33
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,097) 0.84 $ 5,926.00
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,835 0.84 $ 2,367.23
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,174) 0.84 $ 986.16
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,174 0.84 $ 986.16
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,060) 0.84 $ 11,810.40
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,060 0.92 $ 12,914.11
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (842) 0.84 $ 707.28
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 842 0.92 $ 773.38
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50) 0.84 $ 42.00
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50 0.92 $ 45.93
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,174) 0.84 $ 4,320.29
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,913) 0.84 $ 1,597.36
10-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,418) 0.84 $ 1,184.03
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,000,000) - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (7,416) - $ -
10-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (55,967) - $ -
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (99) 0.84 $ 82.67
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,755) 0.84 $ 3,994.20
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (87) 0.84 $ 73.08
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,503 0.85 $ 1,283.83
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,954) 0.85 $ 25,431.49
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66,424 0.85 $ 56,461.13
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,522 0.84 $ 8,838.48
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (135,984) 0.85 $ 115,997.75
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (128,182) 0.85 $ 108,554.52
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,190 0.88 $ 40,416.25
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (195,200) 0.85 $ 166,448.41
11-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46,190) 0.86 $ 39,492.45
11-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (4,500) - $ -
11-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 900,000 - $ -
11-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 175,152 - $ -
11-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 63,517 - $ -
11-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 1,261,331 - $ -
11-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,050,000) - $ -
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (84) 0.84 $ 70.56
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,132 0.86 $ 18,067.86
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 164,179 0.87 $ 142,014.84
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,204 0.87 $ 1,041.46
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,611 0.87 $ 1,397.54
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,518 0.86 $ 1,311.22
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 162,820 0.86 $ 140,033.18
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,104) 0.86 $ 24,240.26
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 239,903 0.87 $ 208,118.25
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 134,000 0.87 $ 116,561.78
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (193,703) 0.86 $ 165,616.07
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,307) 0.87 $ 31,768.55
12-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (42,078) - $ -
12-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (86,788) - $ -
12-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (93,750) - $ -
12-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (100,000) - $ -
12-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (60,735) - $ -
12-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (61,341) - $ -
12-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,713,162) - $ -
12-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 37,843 - $ -
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 235 0.87 $ 203.28
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,253) 0.83 $ 5,983.73
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,225) 0.83 $ 13,385.63
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 85,699 0.83 $ 70,701.68
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,966) 0.83 $ 7,396.95
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,870 0.83 $ 18,042.75
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (567,400) 0.84 $ 477,660.02
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (84,104) 0.83 $ 69,963.93
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,928) 0.85 $ 19,501.18
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46,200) 0.85 $ 39,349.79
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,512) 0.83 $ 3,722.40
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (118) 0.83 $ 97.35
13-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 235 0.83 $ 193.88
13-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 900,000 - $ -
13-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (900,000) - $ -
13-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 3,200,000 - $ -
13-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,600,000) - $ -
13-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (250,000) - $ -
13-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (79,200) - $ -
13-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (27,000) - $ -
13-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (2,000) - $ -
13-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (232,000) - $ -
13-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (94,000) - $ -
13-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (199,620) - $ -
13-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 2,500,000 - $ -
13-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (563,162) - $ -
16-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (123) 0.83 $ 101.48
16-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,739) 0.81 $ 9,508.59
16-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 120,955 0.81 $ 97,973.55
16-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (271,000) 0.82 $ 222,319.73
16-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,165) 0.83 $ 9,276.69
16-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,416) 0.82 $ 9,326.03
16-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 365 0.81 $ 295.65
16-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (511) 0.81 $ 413.91
16-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (50,014) - $ -
16-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (50,920) - $ -
16-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (2,008,336) - $ -
16-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,673,676) - $ -
17-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (22,541) - $ -
17-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (9,277) - $ -
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (136) 0.82 $ 110.84
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 118 0.82 $ 96.17
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,697) 0.81 $ 47,544.57
6/11
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TRADES FOR RELEVANT PERIOD Appendix
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,365) 0.81 $ 39,175.65
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 106,811 0.81 $ 86,516.91
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,023) 0.82 $ 4,093.75
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,807 0.81 $ 25,050.68
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (309,200) 0.82 $ 252,172.70
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 273 0.82 $ 222.85
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,770 0.81 $ 32,213.70
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (929) 0.81 $ 752.49
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 354 0.81 $ 286.74
17-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - $ -
17-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (100,000) - $ -
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (220,000) - $ -
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (500,000) - $ -
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (100,000) - $ -
17-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (230,000) - $ -
17-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (500,000) - $ -
17-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 1,546,566 - $ -
17-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 1,079,281 - $ -
17-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 63,517 - $ -
17-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 5,857,202 - $ -
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,047) 0.81 $ 6,518.07
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (82,176) 0.84 $ 68,616.96
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 81,692 0.84 $ 68,212.82
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 125,370 0.84 $ 104,683.95
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,154 0.84 $ 963.59
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,628) 0.83 $ 7,161.07
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,344) 0.83 $ 10,278.70
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1 0.83 $ 0.83
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (154,228) 0.82 $ 127,088.65
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (118) 0.84 $ 98.53
18-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,400,000 - $ -
18-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 70,005 - $ -
18-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 886,734 - $ -
18-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (2,538,230) - $ -
18-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (552,743) - $ -
19-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29 0.82 $ 23.64
19-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,393) 0.84 $ 98,023.16
19-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,631) 0.82 $ 28,520.71
19-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 351 0.81 $ 284.31
19-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (293,700) 0.82 $ 239,895.04
19-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 972 0.82 $ 795.49
19-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,065) 0.81 $ 4,102.65
19-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,153) 0.81 $ 11,463.93
19-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 2,500 - $ -
19-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 89,420 - $ -
19-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 141,584 - $ -
19-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (189,632) - $ -
19-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (64,850) - $ -
19-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (2,500) - $ -
19-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (49,001) - $ -
19-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (11,346) - $ -
19-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (12,412) - $ -
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31) 0.81 $ 25.11
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,393) 0.81 $ 95,088.33
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,394) 0.81 $ 95,089.14
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,221 0.81 $ 5,007.91
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,172) 0.81 $ 2,553.46
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,949) 0.81 $ 2,373.95
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,100 0.80 $ 880.33
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,238) 0.80 $ 31,294.46
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (470,466) 0.80 $ 375,590.42
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,996) 0.80 $ 43,809.48
20-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,611) 0.79 $ 1,272.69
20-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (400,000) - $ -
20-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 28,357 - $ -
20-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (49,809) - $ -
20-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (24,015) - $ -
20-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (3,100,000) - $ -
20-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (730,000) - $ -
20-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (37,843) - $ -
23-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 10,039 - $ -
23-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 5,324 - $ -
23-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 26,904 - $ -
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (106) 0.81 $ 85.33
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,393) 0.81 $ 94,501.37
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,479 0.83 $ 19,370.18
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,327 0.83 $ 25,844.78
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 236 0.83 $ 194.70
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82,600 0.82 $ 68,064.96
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 374,888 0.83 $ 311,089.94
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,592) 0.82 $ 9,540.73
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,352) 0.83 $ 1,115.40
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (118) 0.83 $ 97.35
23-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 117,235 - $ -
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 107,876 - $ -
23-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 300,000 - $ -
23-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 26,620 - $ -
23-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 43,437 - $ -
23-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (100,000) - $ -
23-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (2,642,610) - $ -
24-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow 5,000,000 - $ -
24-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (190) 0.83 $ 156.75
24-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77,597) 0.82 $ 63,241.56
24-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46,400) 0.82 $ 37,816.00
24-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (110,460) 0.82 $ 90,577.20
24-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42,011 0.84 $ 35,289.24
24-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,454) 0.82 $ 23,294.92
24-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,222) 0.82 $ 4,292.75
24-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,393) 0.83 $ 96,849.23
24-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 160 0.82 $ 130.40
24-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (900,000) - $ -
24-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (1,000,000) - $ -
24-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 1,500,000 - $ -
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (229) 0.82 $ 186.64
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,183) 0.82 $ 2,594.15
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 87,038 0.82 $ 70,935.97
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,392) 0.81 $ 29,295.56
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 109,227 0.81 $ 87,927.74
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,259 0.81 $ 12,283.50
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,051 0.83 $ 10,002.33
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,001) 0.81 $ 14,605.27
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,589) 0.80 $ 11,733.10
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (318,490) 0.81 $ 256,451.65
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,000 0.81 $ 32,200.00
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,994 0.82 $ 83,065.14
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9 0.81 $ 7.27
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,536 0.81 $ 2,041.48
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,393) 0.82 $ 95,675.30
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (532) 0.81 $ 428.26
25-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 825 0.81 $ 664.13
25-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 60,000 - $ -
25-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (70,005) - $ -
25-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (323,432) - $ -
25-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (18,000) - $ -
25-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (64,069) - $ -
25-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (702,707) - $ -
7/11
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TRADES FOR RELEVANT PERIOD Appendix
27-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (327) 0.81 $ 263.24
27-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,607) 0.83 $ 14,525.78
27-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,689) 0.81 $ 47,244.65
27-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 177,353 0.83 $ 146,316.23
27-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (69,211) 0.82 $ 56,933.73
27-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 228,900 0.82 $ 188,443.99
27-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,708) 0.83 $ 2,234.10
27-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (357) 0.83 $ 294.53
27-Jan-23 J.P. MORGAN SECURITIES PLC Equity Buy 9,454 0.83 $ 7,799.55
27-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (26,620) - $ -
27-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 3,000,000 - $ -
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20 0.83 $ 16.50
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (44,016) 0.88 $ 38,514.00
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (73) 0.88 $ 63.88
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 140,387 0.85 $ 119,328.95
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (78,036) 0.88 $ 68,310.14
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1) 0.88 $ 0.88
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,870 0.84 $ 4,956.66
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (42,000) 0.88 $ 36,920.02
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (109,261) 0.88 $ 96,343.95
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 350,700 0.85 $ 299,719.09
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,500 0.83 $ 2,062.50
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 158,415 0.88 $ 138,613.13
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,607 0.88 $ 15,406.13
30-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (957) 0.88 $ 837.38
30-Jan-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (52,597) - $ -
30-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 18,000 - $ -
30-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 4,065 - $ -
30-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 10,196 - $ -
30-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 38,395 - $ -
30-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 451,409 - $ -
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (109) 0.88 $ 95.38
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,213 0.88 $ 30,811.38
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 44,604 0.82 $ 36,352.26
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 128,928 0.82 $ 105,076.32
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,557) 0.82 $ 1,268.96
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (74,406) 0.85 $ 62,889.07
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (916,010) 0.84 $ 765,191.70
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 68,090 0.82 $ 55,923.34
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (43,000) 0.82 $ 35,260.00
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (140,387) 0.85 $ 118,783.13
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,500 0.83 $ 6,225.00
31-Jan-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70,336) 0.82 $ 57,606.03
31-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow 7,364 - $ -
31-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (60,000) - $ -
31-Jan-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (417,107) - $ -
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (126) 0.82 $ 102.69
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,059,916) 0.80 $ 847,932.80
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,059,916 0.80 $ 847,932.80
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (176,067) 0.80 $ 139,973.27
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82,000 0.84 $ 68,470.00
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (638) 0.81 $ 517.48
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,090) 0.83 $ 20,824.70
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,151 0.81 $ 929.43
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,635) 0.81 $ 4,565.58
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (154,200) 0.80 $ 123,631.55
1-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,000 0.80 $ 80,000.00
1-Feb-23 J.P. MORGAN SECURITIES PLC Equity Buy 20,010 0.80 $ 15,907.95
1-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 5,000,000 - $ -
1-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (5,000,000) - $ -
1-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (500,000) - $ -
1-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 22,100 - $ -
1-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,500,000) - $ -
1-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,600,000) - $ -
2-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 144 0.80 $ 114.48
2-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65,732) 0.81 $ 52,914.26
2-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 214,371 0.81 $ 172,568.66
2-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,738 0.81 $ 9,449.09
2-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,150) 0.81 $ 7,389.72
2-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,154) 0.81 $ 1,733.97
2-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.82 $ 8,200.00
2-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,497 0.81 $ 1,209.01
2-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 51,698 0.82 $ 42,133.87
2-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 130,249 - $ -
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20) 0.81 $ 16.10
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51,698) 0.80 $ 41,358.40
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,111) 0.80 $ 12,105.65
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (47,610) 0.81 $ 38,326.57
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,181) 0.80 $ 11,322.01
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,610 0.81 $ 38,331.14
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (304,712) 0.80 $ 244,723.35
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,470) 0.81 $ 5,208.35
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,614) 0.81 $ 13,374.27
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,605) 0.81 $ 28,662.03
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,755) 0.81 $ 3,022.78
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 444,616 0.81 $ 357,915.88
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,983 0.81 $ 2,401.32
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,328 0.81 $ 18,779.04
3-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,750) 0.81 $ 3,823.75
3-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 147,359 - $ -
3-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 3,000,000 - $ -
3-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 1,000,000 - $ -
6-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (160) 0.81 $ 128.80
6-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (56,341) 0.76 $ 42,537.46
6-Feb-23 J.P. MORGAN SECURITIES PLC Equity Buy 801 0.78 $ 622.78
6-Feb-23 J.P. MORGAN SECURITIES PLC Equity Buy 11,815 0.78 $ 9,212.31
6-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (496,907) 0.78 $ 385,179.95
6-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 475,000 0.76 $ 362,276.80
6-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (88,831) 0.77 $ 68,371.80
6-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,778) 0.77 $ 19,020.26
6-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,935 0.76 $ 2,215.93
6-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 81,946 0.76 $ 61,869.23
6-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 312 0.76 $ 235.56
6-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (235) 0.76 $ 177.43
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 49,809 - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 36,943 - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (18,000) - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (33,529) - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (13,195) - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (17,862) - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (371) - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (194,498) - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (3,000,000) - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,000,000) - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 31,195 - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 194,498 - $ -
6-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 402,798 - $ -
7-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,000) 0.77 $ 38,250.00
7-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,506) 0.75 $ 9,430.44
7-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,443) 0.75 $ 13,020.69
7-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (736) 0.75 $ 550.67
7-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (166) 0.76 $ 125.33
7-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,869) 0.75 $ 4,372.41
7-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 104,601 0.75 $ 77,927.75
7-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (409) 0.75 $ 304.71
7-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (353) 0.75 $ 262.99
8/11
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TRADES FOR RELEVANT PERIOD Appendix
7-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (65,223) - $ -
7-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 20,000 - $ -
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,607) 0.77 $ 13,557.39
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,319) 0.76 $ 1,762.44
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,450 0.77 $ 5,699.25
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,310) 0.76 $ 1,755.60
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,700 0.76 $ 35,492.00
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46,700) 0.77 $ 35,725.50
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (169) 0.75 $ 125.91
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,099 0.77 $ 36,266.23
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,790) 0.77 $ 1,378.30
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,790 0.77 $ 1,378.30
8-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 634 0.77 $ 488.18
8-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 30,089 - $ -
9-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (140,853) 0.75 $ 105,639.75
9-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,345) 0.75 $ 27,159.20
9-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (517) 0.77 $ 398.09
9-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,934) 0.75 $ 2,200.50
9-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 55,765 0.75 $ 41,823.75
9-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112 0.75 $ 84.00
9-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 1,700,000 - $ -
9-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
9-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,000,000) - $ -
9-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (275,949) - $ -
9-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 800,000 - $ -
9-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (652,257) - $ -
9-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 60,376 - $ -
9-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 91,367 - $ -
9-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 371 - $ -
10-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (44,500) - $ -
10-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (183) 0.75 $ 137.25
10-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,380) 0.73 $ 25,827.40
10-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,935) 0.73 $ 2,142.55
10-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,689) 0.73 $ 42,842.97
10-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 476 0.73 $ 347.48
10-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51,267) 0.74 $ 37,999.82
10-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,195) 0.73 $ 10,393.49
10-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,102) 0.74 $ 814.18
10-Feb-23 J.P. MORGAN SECURITIES PLC Equity Sell (2,719) 0.73 $ 1,984.87
10-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,000,000 - $ -
10-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (152,114) - $ -
13-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,398) 0.71 $ 35,530.59
13-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (266,523) 0.71 $ 187,898.72
13-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,500) 0.71 $ 1,762.50
13-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,995) 0.71 $ 7,801.05
13-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,027 0.71 $ 5,006.74
13-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (162) 0.73 $ 118.26
13-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,883 0.71 $ 21,772.52
13-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,607 0.71 $ 12,412.94
13-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,027) 0.76 $ 5,305.39
13-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (30,089) - $ -
13-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (25,548) - $ -
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (82,165) 0.68 $ 55,872.20
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (404) 0.71 $ 284.82
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,986 0.68 $ 27,190.48
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,738 0.68 $ 7,981.84
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,280) 0.68 $ 870.40
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,276) 0.68 $ 4,952.41
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 64,241 0.69 $ 44,138.71
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,500) 0.70 $ 5,250.00
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82,779 0.68 $ 56,449.73
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,021) 0.69 $ 705.73
14-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 75,000 0.69 $ 51,999.98
14-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 4,000,000 - $ -
14-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,659) - $ -
14-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,455) - $ -
15-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,213 0.66 $ 23,193.85
15-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 130,913 0.69 $ 89,675.41
15-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 187,925 0.66 $ 123,462.21
15-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (134) 0.68 $ 91.12
15-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32) 0.68 $ 21.76
15-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,762 0.65 $ 21,776.49
15-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 74 0.65 $ 47.73
15-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84 0.65 $ 54.18
15-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (968,574) - $ -
15-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (568,626) - $ -
15-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (479,875) - $ -
16-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,654 0.65 $ 3,004.14
16-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,715 0.65 $ 25,684.05
16-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (85,333) 0.66 $ 56,319.78
16-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,933 0.66 $ 3,248.57
16-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,985 0.67 $ 31,910.03
16-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (43,507) 0.66 $ 28,613.64
16-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 232,751 0.66 $ 152,735.63
16-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (88,704) 0.66 $ 58,544.64
16-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2) 0.65 $ 1.29
16-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46,306) 0.65 $ 29,867.37
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 289,009 0.66 $ 190,745.94
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,869) 0.66 $ 3,873.54
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,018 0.66 $ 5,951.88
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 75,826 0.64 $ 48,149.51
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,201 0.63 $ 4,535.56
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,804) 0.63 $ 3,658.17
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (66,354) 0.65 $ 42,841.86
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 235,005 0.63 $ 148,097.10
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,488) 0.64 $ 21,899.88
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 74,768 0.64 $ 47,477.68
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,869 0.64 $ 3,726.82
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,147 0.64 $ 3,268.35
17-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,679) 0.66 $ 1,108.14
17-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 1,561,489 - $ -
17-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (4,450,000) - $ -
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (168) 0.64 $ 106.68
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,549 0.62 $ 25,552.64
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (483) 0.62 $ 297.05
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 117 0.62 $ 71.96
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (353) 0.62 $ 217.10
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 711 0.61 $ 436.46
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,000 0.61 $ 28,670.00
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (64,559) 0.62 $ 40,026.58
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,280 0.62 $ 8,811.33
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 140,007 0.62 $ 86,756.04
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 252,113 0.61 $ 154,429.04
20-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (140,007) 0.71 $ 98,704.94
20-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 6,493,000 - $ -
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 64 0.62 $ 39.36
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 103 0.65 $ 66.44
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (173,837) 0.64 $ 110,386.50
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,948) 0.64 $ 19,651.98
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,449) 0.64 $ 19,335.12
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,062 0.64 $ 2,579.37
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,903 0.61 $ 12,700.83
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 168,447 0.63 $ 105,751.03
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,206) 0.64 $ 10,925.81
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,551) 0.64 $ 2,272.94
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54 0.63 $ 34.02
9/11
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TRADES FOR RELEVANT PERIOD Appendix
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 327,828 0.62 $ 203,609.05
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (300,000) 0.64 $ 192,000.00
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,825 0.63 $ 13,198.72
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (234,940) 0.62 $ 144,488.10
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 824 0.64 $ 523.24
21-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70,311) 0.62 $ 43,241.27
21-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - $ -
21-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,700,000) - $ -
21-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 32,521 - $ -
21-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (28,357) - $ -
21-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,089,477) - $ -
21-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (371) - $ -
21-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (101,912) - $ -
21-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,378,736) - $ -
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11) 0.64 $ 6.99
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,880) 0.61 $ 7,187.40
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,595) 0.61 $ 7,014.98
22-Feb-23 J.P. MORGAN SECURITIES PLC Equity Buy 45,040 0.61 $ 27,249.20
22-Feb-23 J.P. MORGAN SECURITIES PLC Equity Buy 5,205 0.61 $ 3,149.03
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,559 0.61 $ 7,598.20
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,607) 0.61 $ 10,652.24
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (159,755) 0.61 $ 96,771.43
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (154,560) 0.61 $ 94,281.60
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,681) 0.61 $ 35,637.44
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32,786) 0.61 $ 19,999.46
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,000 0.61 $ 12,100.00
22-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (769) 0.61 $ 465.25
22-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (107,937) - $ -
22-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 26,904 - $ -
22-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (26,904) - $ -
22-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 10,039 - $ -
22-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (10,039) - $ -
22-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 6,045 - $ -
22-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 1,993,955 - $ -
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 769 0.61 $ 471.01
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,387) 0.61 $ 839.14
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 51,648 0.61 $ 31,387.94
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,419) 0.62 $ 16,862.69
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 235 0.62 $ 144.53
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 138,799 0.62 $ 85,361.39
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,937 0.62 $ 7,375.06
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,356) 0.61 $ 827.18
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,400 0.62 $ 15,621.00
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (209,425) 0.61 $ 126,777.10
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,909 0.61 $ 13,349.85
23-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,449) 0.61 $ 71,056.65
23-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 3,500,000 - $ -
23-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 30,000 - $ -
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (434) 0.62 $ 266.91
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,124 0.62 $ 13,044.07
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,124) 0.62 $ 13,044.07
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,736 0.62 $ 7,217.64
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,405) 0.62 $ 16,239.08
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,243) 0.62 $ 22,470.66
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 70,318 0.61 $ 43,104.37
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (164,593) 0.61 $ 100,854.20
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,705) 0.61 $ 1,650.51
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,359) 0.62 $ 72,175.79
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,972 0.62 $ 22,122.78
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 693 0.62 $ 426.20
24-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 57,061 0.62 $ 35,092.52
24-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (60,376) - $ -
24-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (91,367) - $ -
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,672) 0.62 $ 1,028.28
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,347) 0.61 $ 1,419.94
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,476 0.59 $ 3,788.46
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,935) 0.59 $ 1,716.98
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,467 0.59 $ 1,443.20
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 313 0.59 $ 185.45
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,000 0.59 $ 17,700.00
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 135,273 0.59 $ 80,062.95
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,126 0.59 $ 16,642.35
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,263) 0.59 $ 744.77
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,556) 0.62 $ 24,326.94
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,172) 0.59 $ 4,195.62
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,528) 0.59 $ 893.88
27-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (118) 0.59 $ 69.03
27-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
27-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (36,943) - $ -
27-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (30,000) - $ -
27-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 1,000,000 - $ -
27-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 122,395 - $ -
27-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 77,605 - $ -
27-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 325,359 - $ -
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 355 0.59 $ 207.68
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (823) 0.59 $ 481.46
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,006) 0.63 $ 2,503.75
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (99,503) 0.63 $ 62,189.38
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,495) 0.63 $ 7,184.38
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,869) 0.63 $ 3,668.13
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,757 0.63 $ 12,973.13
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,231) 0.63 $ 3,894.38
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,359) 0.59 $ 68,655.02
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (478) 0.61 $ 289.19
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,837 0.61 $ 7,161.39
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,544) 0.61 $ 940.35
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 0.62 $ 1,240.00
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 157,325 0.61 $ 95,930.81
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,556) 0.61 $ 3,966.38
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,975 0.61 $ 18,856.99
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 292,490 0.62 $ 180,993.10
28-Feb-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,793) 0.59 $ 14,503.91
28-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (44,920) - $ -
28-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 9,231 - $ -
28-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 28,432 - $ -
28-Feb-23 J.P. MORGAN SECURITIES PLC Equity Borrow 7,257 - $ -
28-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (49,809) - $ -
28-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (3,150,000) - $ -
28-Feb-23 JPMORGAN CHASE BANK, N.A Equity Borrow 132,000 - $ -
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,233 0.63 $ 1,395.63
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (85,790) 0.62 $ 53,541.37
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 117,360 0.63 $ 73,350.00
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,314) 0.63 $ 3,321.25
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,740) 0.63 $ 14,212.50
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,225 0.63 $ 3,265.63
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 120,608 0.62 $ 74,776.96
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,917) 0.63 $ 16,957.71
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,768) 0.64 $ 20,172.68
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,867) 0.63 $ 1,176.21
1-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,768 0.62 $ 19,609.18
1-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (141,584) - $ -
1-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow 17,013 - $ -
1-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow 124,571 - $ -
1-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (28,432) - $ -
1-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow 3,003 - $ -
1-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow 25,429 - $ -
10/11
----- End of picture text -----
==> picture [551 x 429] intentionally omitted <==
----- Start of picture text -----
TRADES FOR RELEVANT PERIOD Appendix
1-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow 10,039 - $ -
1-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (10,039) - $ -
1-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow 26,904 - $ -
1-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (26,904) - $ -
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,166) 0.63 $ 28,228.75
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,754) 0.63 $ 3,596.25
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,041) 0.62 $ 4,330.22
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 94,004 0.61 $ 56,872.42
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,821 0.61 $ 15,621.71
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 49,213 0.61 $ 29,845.17
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (161,924) 0.61 $ 98,926.98
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,375 0.61 $ 5,108.75
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 750 0.61 $ 459.07
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (144,840) 0.63 $ 90,525.00
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,066) 0.61 $ 7,299.93
2-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,998) 0.61 $ 1,208.79
2-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow 3,000,000 - $ -
2-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (72,197) - $ -
2-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow 72,197 - $ -
3-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 35,209 0.61 $ 21,301.45
3-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,498 0.60 $ 20,812.16
3-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (530) 0.60 $ 319.58
3-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,720) 0.60 $ 1,036.61
3-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,244) 0.61 $ 8,012.62
3-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (279) 0.61 $ 168.80
3-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,396) 0.61 $ 11,734.58
3-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (130,918) 0.61 $ 79,205.39
3-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,868) 0.61 $ 3,550.14
3-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,290 0.61 $ 2,595.45
3-Mar-23 J.P. MORGAN SECURITIES PLC Equity Sell (3,274) 0.61 $ 1,980.77
3-Mar-23 J.P. MORGAN SECURITIES PLC Equity Sell (10,441) 0.61 $ 6,316.81
3-Mar-23 J.P. MORGAN SECURITIES PLC Equity Buy 10,441 0.61 $ 6,316.81
3-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (73,061) - $ -
3-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow 73,061 - $ -
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,745 0.65 $ 12,735.53
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,695 0.65 $ 11,413.28
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (85) 0.61 $ 51.43
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 60,926 0.65 $ 39,297.27
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 574 0.65 $ 370.23
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 85,300 0.63 $ 53,739.00
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 286,568 0.63 $ 181,265.44
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,000) 0.65 $ 12,350.00
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,915) 0.65 $ 22,587.84
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (256,685) 0.65 $ 165,595.96
6-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,860) 0.65 $ 1,844.70
7-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,682) 0.63 $ 36,676.25
7-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,000) 0.62 $ 8,680.00
8-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,220 0.62 $ 2,616.40
8-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22) 0.62 $ 13.60
8-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 130,825 0.61 $ 79,149.13
8-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,506) 0.63 $ 34,139.56
8-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 181 0.63 $ 114.03
8-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,970 0.62 $ 15,356.55
8-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (850,000) - $ -
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,916) 0.64 $ 2,486.66
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,342) 0.64 $ 18,632.17
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100,659) 0.63 $ 63,848.00
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 407 0.62 $ 250.31
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,175) 0.62 $ 722.63
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 56,782 0.64 $ 36,056.57
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,736 0.64 $ 7,452.36
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,645 0.63 $ 4,186.35
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,300) 0.65 $ 13,738.50
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 68,585 0.63 $ 43,207.66
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 162,816 0.65 $ 105,016.32
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,643 0.64 $ 1,043.31
9-Mar-23 J.P. MORGAN SECURITIES LLC Equity On-Lend Return (512,284) - $ -
9-Mar-23 J.P. MORGAN SECURITIES LLC Equity Borrow 1,092,881 - $ -
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 500,000 - $ -
9-Mar-23 J.P. MORGAN SECURITIES PLC Equity Adjustment (700,000) - $ -
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment 3,304,758 - $ -
9-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment (3,178,475) - $ -
9-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,467,479) - $ -
9-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow Return (32,521) - $ -
9-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow 3,500,000 - $ -
9-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow 775,231 - $ -
9-Mar-23 JPMORGAN CHASE BANK, N.A Equity Borrow 224,769 - $ -
Balance at End of relevant period 73,581,670
----- End of picture text -----
11/11
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 13-Mar-2023 |
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower) |
| Transfer date | Settlement Date 03-Mar-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower) |
| Transfer date | Settlement Date 19-Aug-2022 01-Dec-2022 10-Jan-2023 12-Jan-2023 16-Jan-2023 02-Feb-2023 10-Feb-2023 02-Mar-2023 03-Mar-2023 13-Mar-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower) |
| Transfer date | Settlement Date 08-Feb-2023 27-Feb-2023 28-Feb-2023 01-Mar-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 13-Mar-2023 |
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC (Borrower) |
| Transfer date | Settlement Date 22-Feb-2023 24-Feb-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 13-Mar-2023 |
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS AG London Branch (Borrower) |
| Transfer date | Settlement Date 07-Feb-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
==> picture [508 x 566] intentionally omitted <==
----- Start of picture text -----
Date: 13-Mar-2023
Company’s name: LAKE RESOURCES NL
ISIN: AU000000LKE1
Date of change of
09-Mar-2023
relevant interests:
Schedule
Type of agreement Institutional Account Agreement
JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and Blackrock,
NATIONAL FINANCIAL SERVICES LLC - AS AGENT and State Street Bank and Trust Co (As Agent) (herein referred to
as “JPMS” ) and GOLDMAN SACHS BANK USA ( AGENCY LENDING AS AGENT).
Parties to agreement “ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank,
N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia Limited, J.P. Morgan
Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and
any additional entity notified to the Company from time to time.
Settlement Date:
22-Aug-2022
13-Jan-2023
Transfer date 16-Feb-2023
21-Feb-2023
07-Mar-2023
09-Mar-2023
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this,
Holder of voting
please note that the Company has the right to recall equivalent securities if it wishes to exercise its voting rights in
rights
respect of the securities.
Are there any
restriction on voting Yes
rights
JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent
If yes, detail securities from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the
securities to the Company and the Company holds the voting rights.
Scheduled return date
N/A. There is no term to the loan of securities.
(if any)
Does the borrower
have the right to Yes.
return early?
If yes, detail JPMS has the right to return all and any securities or equivalent securities early at any time.
Does the lender have
the right to recall Yes.
early?
If yes, detail The Company has the right to recall all or any equivalent securities on demand.
Will the securities be
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to
returned on
the loan of securities.
settlement?
If yes, detail any
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the
Statement
agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities Lending Agreement |
| Parties to agreement | SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. Morgan Securities Plc("borrower") |
| Transfer date | Settlement date 29-Mar-2022 30-Mar-2022 11-Jul-2022 25-Jul-2022 09-Aug-2022 15-Aug-2022 19-Sep-2022 28-Sep-2022 20-Oct-2022 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender") |
| Transfer date | Settlement Date: 03-May-2022 10-May-2022 16-Jan-2023 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi)of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
HSBC Bank PLC (as agent for Henderson Gartmore Fund) ("lender"), J.P. Morgan Securities plc ("borrower") |
| Transfer date | Settlement date 20-Feb-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower has no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Subject to the terms of the loan, borrower has right to at any time terminate a loan and redeliver all and any equivalent securities to the lender in accordance with the lender's instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to terminate a loan and to call for the redelivery of all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearingorganisation through which the loan securities were originallydelivered. |
| Borrower shall redeliver such equivalent securities not later than the expiry of such notice in accordance with lender's instructions. |
|
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender") |
| Transfer date | Settlement Date: 28-Feb-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall **early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”) |
| Transfer date | Settlement date 23-Jan-2023 25-Jan-2023 1-Feb-2023 28-Feb-2023 1-Mar-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 13-Mar-2023 |
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Master Overseas Securities Borrowing Agreement |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender") |
| Transfer date | Settlement date 24-Feb-2023 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) of the agreement. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement | Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”) |
| Transfer date | Settlement Date 23-Jun-2022 22-Jul-2022 18-Jan-2023 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower') |
| Transfer date | Settlement Date 25-Jan-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exception |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to agreement | National Australia Bank Limited ('lender'), J.P. Morgan Securities Australia Limited ('borrower) |
| Transfer date | Settlement Date: 13-Feb-2023 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between theparties. This undertakingis set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the **right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the **right to recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day as agreed by the parties. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions | No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 13-Mar-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
09-Mar-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | State Street Bank and Trust Company ("lender") and J.P. Morgan Securities Australia Limited ("borrower") |
| Transfer date | Settlement Date: 10-Mar-2023 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the **right to recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |