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LAKE RESOURCES N.L. — Major Shareholding Notification 2023
Jul 3, 2023
65240_rns_2023-07-03_465349a3-6fb2-4069-9522-8e359743ea04.pdf
Major Shareholding Notification
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604 Page 1 of 3
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme LAKE RESOURCES NL ACN/ARSN/ ABN 490 794 719 80 1. Details of substantial holder (1) Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA There was a change in the interests of the 30/06/2023 substantial holder on The previous notice was given to the company on 19/04/2023 The previous notice was dated 17/04/2023
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person’s votes | Voting power(5) | Person’s votes | Voting power(5) | |
| Ordinary | 95,756,792 | 6.73% | 77,247,356 | 5.43% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|
|---|---|---|---|---|---|---|
| See Appendix |
JPMORGAN CHASE BANK,N.A |
Securities on Loan as Agent Lender | See Appendix | 11,964,475 (Ordinary) |
11,964,475 (Ordinary) |
|
See Appendix |
JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Securities received as collateral due to securities lending |
See Appendix | 18,236 (Ordinary) |
18,236 (Ordinary) |
|
| See Appendix |
JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED |
Securities received as collateral due to securities lending |
See Appendix | 671 (Ordinary) |
671 (Ordinary) |
|
| See Appendix |
JPM ASSET MGMT HOLDINGS INC. |
In its capacity as investment manager or in various other related capacities |
See Appendix |
56,500 (Ordinary) |
56,500 (Ordinary) |
|
| See Appendix |
J.P. MORGAN SECURITIES PLC |
Holder of securities subject to an obligation to return under a securities lending agreement |
See Appendix | 20,020,624 (Ordinary) |
20,020,624 (Ordinary) |
|
| See Appendix |
J.P. MORGAN SECURITIES PLC |
Purchase and sales of securities in its capacity as Principal/Proprietary |
See Appendix | 86,087 (Ordinary) |
86,087 (Ordinary) |
|
| See Appendix |
J.P. MORGAN SECURITIES LLC |
Holder of securities subject to an obligation to return under a securities lending agreement |
See Appendix | 12,793,743 (Ordinary) |
12,793,743 (Ordinary) |
|
| See Appendix |
J.P. MORGAN SECURITIES LLC |
Rehypothecation of client securities under a Prime Brokerage Agreement |
See Appendix | 2,395,419 (Ordinary) |
2,395,419 (Ordinary) |
604 Page 2 of 3
| 604 Page 2 of 3 | |||||
|---|---|---|---|---|---|
| See Appendix See Appendix See Appendix |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Holder of securities subject to an obligation to return under a securities lending agreement |
See Appendix | 1,080,000 (Ordinary) |
1,080,000 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Purchase and sales of securities in its capacity as Principal/Proprietary |
See Appendix | 2,910,089 (Ordinary) |
2,910,089 (Ordinary) |
|
| J.P. MORGAN INVESTMENT MANAGEMENT INC. |
Securities received as collateral due to securities lending |
See Appendix | 7,090 (Ordinary) |
7,090 (Ordinary) |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| JPMORGAN CHASE BANK,N.A |
JPM Nominees Australia Pty Limited |
Various Borrowers under the Securities Lending Agreement |
Securities on Loan as Agent Lender |
20,922,554 (Ordinary) |
20,922,554 (Ordinary) |
| JPM ASSET MGMT HOLDINGS INC. |
Not available |
Various Clients and Custodians |
In its capacity as investment manager or in various other related capacities |
61,500 (Ordinary) |
61,500 (Ordinary) |
| J.P. MORGAN SECURITIES PLC |
JPM Nominees Australia Pty Limited |
JPM Nominees Australia Pty Limited |
Holder of securities subject to an obligation to return under a securities lending agreement |
17,270,465 (Ordinary) |
17,270,465 (Ordinary) |
| J.P. MORGAN SECURITIES PLC |
JPM Nominees Australia Pty Limited |
J.P. MORGAN SECURITIES PLC |
Purchase and sales of securities in its capacity as Principal/Proprietary |
244,376 (Ordinary) |
244,376 (Ordinary) |
| J.P. MORGAN SECURITIES LLC |
Citi Australia | Various Clients and Custodians |
Rehypothecation of client securities under a Prime Brokerage Agreement |
2,569,626 (Ordinary) |
2,569,626 (Ordinary) |
| J.P. MORGAN SECURITIES LLC |
Citi Australia | Citi Australia | Holder of securities subject to an obligation to return under a securities lending agreement |
24,393,743 (Ordinary) |
24,393,743 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Purchase and sales of securities in its capacity as Principal/Proprietary |
6,197,216 (Ordinary) |
6,197,216 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd |
Ecapital Nominees Pty Ltd |
Holder of securities subject to an obligation to return under a securities lending agreement |
5,587,876 (Ordinary) |
5,587,876 (Ordinary) |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| J.P. MORGAN SECURITIES LLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN CHASE BANK, N.A. | Subsidiary of JPMorgan Chase & Co. |
| JPMorgan Asset Management Holdings Inc. | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED | Subsidiary of JPMorgan Chase & Co. |
604 Page 3 of 3
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| JPMorgan Chase & Co. | 383 Madison Avenue, New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES LLC | 383 Madison Ave., New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, England |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Level 18, 83-85 Castlereagh Street, Sydney, NSW 2000, Australia |
| JPMORGAN CHASE BANK, N.A. | 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States |
| JPMorgan Asset Management Holdings Inc | 383 Madison Avenue, New York, New York, NY, 10179, United States |
| JPMORGAN ASSET MANAGEMENT(UK)LIMITED | 60 Victoria Embankment, London, EC4Y0JP, England |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | 383 Madison Avenue, New York, New York, NY, 10179, United States |
| JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED | Tokyo Building, 7-3 Marunouchi 2 Chome,Chiyoda-ku, Tokyo, 100 6432, Japan |
Signature
| re | |
|---|---|
| print name sign here |
Vasim Pathan capacity Compliance Officer |
| date 04/07/2023 |
|
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(6) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 95,756,792
18-Apr-23 J.P. MORGAN SECURITIES PLC Equity Adjustment (27,500,000) - $ -
18-Apr-23 J.P. MORGAN SECURITIES PLC Equity Adjustment 20,000,000 - $ -
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment (634) - $ -
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment (5) - $ -
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 280,000 - $ -
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 200,000 - $ -
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,840) 0.50 $ 3,385.80
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,000 0.50 $ 49,500.00
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,000) 0.50 $ 24,750.00
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,326 0.54 $ 8,816.04
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (723,889) 0.51 $ 366,804.69
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,830) 0.55 $ 26,612.35
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 310 0.50 $ 154.99
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (641,323) 0.51 $ 325,253.37
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (315,523) 0.51 $ 159,601.63
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.51 $ 5,111.37
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (144) 0.50 $ 71.28
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (405) 0.55 $ 220.73
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (490) 0.50 $ 242.55
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (237,845) 0.50 $ 117,733.28
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,784) 0.50 $ 1,378.08
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,210) 0.50 $ 13,468.95
18-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 1,000,000 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 300,000 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 44,850 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 31,747 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 36,943 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 26,813 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 40,917 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 621 - $ -
19-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 500,000 - $ -
19-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 2,500,000 - $ -
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,940) 0.46 $ 882.70
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (268) 0.46 $ 124.46
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,000) 0.46 $ 9,196.32
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 619 0.50 $ 306.41
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (961) 0.46 $ 437.26
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,874 0.46 $ 5,857.67
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,052) 0.46 $ 13,673.66
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,651) 0.46 $ 3,026.21
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 20,562 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,792 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 508,208 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 124,571 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 31,195 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 118,822 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 54,890 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 7 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 91,367 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,734 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 168,798 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,216 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (31,195) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (118,822) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (20,000) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (20,562) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (133,477) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (91,367) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (15,734) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (327,018) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,045) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,900,525) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 131,678 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 221,737 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,646,585 - $ -
20-Apr-23 J.P. MORGAN SECURITIES PLC Equity Buy 2,887 0.45 $ 1,284.72
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,940 0.45 $ 863.30
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,235) 0.44 $ 17,440.62
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (141,384) 0.45 $ 63,422.03
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 120 0.45 $ 53.40
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 151 0.45 $ 67.20
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54,375 0.45 $ 24,196.88
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,375) 0.45 $ 24,196.88
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,375) 0.45 $ 24,196.88
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 108,025 0.45 $ 48,071.13
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 61,230 0.45 $ 27,247.35
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52,892) 0.46 $ 24,330.32
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,897 0.45 $ 43,564.17
20-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 1,000,000 - $ -
20-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 600,000 - $ -
20-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 17,000 - $ -
20-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 881 - $ -
20-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - $ -
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 600,000 - $ -
21-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,000,000) - $ -
21-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 1,000,000 - $ -
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 151,207 0.45 $ 67,287.12
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (151,207) 0.45 $ 67,287.12
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,240) 0.45 $ 4,557.06
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,237) 0.45 $ 995.47
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (123,815) 0.44 $ 55,079.60
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,085) 0.45 $ 21,397.83
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,797 0.45 $ 19,489.67
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,032) 0.45 $ 8,024.24
21-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 70,000 - $ -
21-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 300,000 - $ -
21-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 500,000 - $ -
21-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 87,546 - $ -
21-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 19,119 - $ -
21-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 324,227 - $ -
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,838 0.43 $ 3,756.15
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 200 0.43 $ 85.50
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,272) 0.42 $ 8,169.25
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 388 0.43 $ 164.90
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 338,161 0.43 $ 143,939.92
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14) 0.45 $ 6.23
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,122) 0.43 $ 901.85
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,035) 0.43 $ 2,989.88
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Sell (1,449) 0.43 $ 615.83
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Buy 1,449 0.43 $ 615.83
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - $ -
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,000,000) - $ -
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,500,000) - $ -
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 1,000,000 - $ -
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 2,500,000 - $ -
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,970 0.43 $ 1,262.25
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,000) 0.42 $ 21,000.00
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1 0.42 $ 0.42
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149,302) 0.42 $ 62,416.30
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 98 0.42 $ 41.55
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,002) 0.42 $ 418.34
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 70,000 0.42 $ 29,346.03
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TRADES FOR RELEVANT PERIOD Appendix
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,142 0.43 $ 910.35
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,406 0.42 $ 1,010.52
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,293 0.43 $ 13,299.53
26-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 91,335 - $ -
26-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (91,335) - $ -
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 107,507 0.42 $ 45,152.94
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,143) 0.43 $ 5,585.78
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,433) 0.42 $ 11,096.73
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 89,061 0.42 $ 36,977.24
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.42 $ 4,150.88
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 130,000 0.41 $ 53,867.06
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,000 0.41 $ 8,289.04
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (132) 0.42 $ 55.44
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (241) 0.42 $ 101.22
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (63) 0.43 $ 26.78
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,606) 0.41 $ 1,478.46
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (453) 0.42 $ 190.26
28-Apr-23 J.P. MORGAN SECURITIES PLC Equity Buy 684 0.42 $ 287.28
28-Apr-23 J.P. MORGAN SECURITIES PLC Equity Sell (684) 0.42 $ 287.28
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,784) 0.43 $ 7,133.20
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (37,080) 0.43 $ 15,837.65
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,446 0.43 $ 20,501.70
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,000 0.43 $ 21,553.45
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 210,000 0.43 $ 90,459.60
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,000 0.43 $ 17,198.80
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,078) 0.42 $ 452.76
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16) 0.42 $ 6.72
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (113,825) 0.42 $ 47,806.50
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,503 0.42 $ 17,011.26
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,035) 0.42 $ 2,954.70
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,962 0.45 $ 1,763.09
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,299) 0.43 $ 12,681.08
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 222 0.44 $ 96.57
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (223) 0.44 $ 98.68
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54,809 0.45 $ 24,664.05
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,852 0.44 $ 8,373.70
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,959) 0.44 $ 1,722.17
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,633 0.44 $ 3,825.92
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.44 $ 4,441.41
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 70,000 0.44 $ 31,096.31
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112 0.42 $ 47.04
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (56,433) 0.45 $ 25,112.69
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,962) 0.45 $ 1,763.09
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (75,926) 0.45 $ 33,787.07
1-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,603 0.45 $ 4,718.34
2-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - $ -
2-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,962) 0.47 $ 1,862.14
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17) 0.47 $ 7.99
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 62,130 0.46 $ 28,606.27
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,000 0.46 $ 18,200.00
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (105,987) 0.47 $ 50,099.00
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,461 0.48 $ 5,944.07
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (815) 0.47 $ 380.20
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (322,613) 0.47 $ 151,475.51
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,937) 0.47 $ 2,302.89
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 121 0.47 $ 56.87
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6 0.45 $ 2.67
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,293 0.47 $ 2,957.71
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (110,194) 0.47 $ 51,791.18
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,310) 0.47 $ 1,085.70
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,256) 0.47 $ 5,290.32
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,590) 0.47 $ 8,267.30
2-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,395) 0.47 $ 18,045.65
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,075) 0.47 $ 8,025.25
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,374 0.47 $ 638.91
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42 0.46 $ 19.43
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,416) 0.47 $ 658.44
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6 0.47 $ 2.82
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.46 $ 4,636.04
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,006) 0.46 $ 23,192.23
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 109,205 0.47 $ 51,326.35
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,208 0.47 $ 567.76
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,610 0.47 $ 756.70
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24) 0.47 $ 11.28
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,000 0.47 $ 47,000.00
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 120,196 0.47 $ 56,492.12
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,632 0.47 $ 2,647.04
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66,485 0.47 $ 31,247.95
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100,000) 0.47 $ 47,000.00
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,414) 0.46 $ 3,900.49
3-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (118,883) 0.47 $ 55,875.01
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,001) 0.48 $ 480.48
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,669 0.48 $ 21,904.04
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,724) 0.48 $ 3,227.52
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (88,085) 0.47 $ 41,399.95
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,114 0.48 $ 1,985.01
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 58,826 0.48 $ 28,286.95
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,000) 0.48 $ 9,599.46
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15 0.47 $ 7.05
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (193) 0.48 $ 91.68
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25) 0.48 $ 12.00
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 101,022 0.48 $ 48,490.56
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,818 0.47 $ 5,096.48
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,154 0.48 $ 3,433.92
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,344 0.48 $ 1,125.12
4-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,809 0.48 $ 2,308.32
4-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 25,429 - $ -
4-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 18,624 - $ -
4-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (44,053) - $ -
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,996) 0.50 $ 1,998.00
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 99 0.49 $ 48.02
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (66) 0.49 $ 32.01
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (446) 0.50 $ 221.89
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,859 0.49 $ 901.62
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,417) 0.49 $ 687.25
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 142,468 0.49 $ 69,696.91
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,244) 0.50 $ 622.00
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 68,531 0.50 $ 34,034.96
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (374) 0.50 $ 187.00
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,834 0.48 $ 6,178.92
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 148,432 0.50 $ 74,216.00
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25 0.48 $ 12.00
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 364 0.48 $ 174.72
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,822 0.50 $ 3,911.00
5-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,345 0.50 $ 672.50
5-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,345 - $ -
5-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,345) - $ -
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 134,490 0.52 $ 69,934.80
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,034 0.53 $ 10,517.85
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,032 0.52 $ 44,036.47
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,000) 0.52 $ 15,689.79
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,000) 0.52 $ 31,385.70
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.52 $ 5,231.55
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,207 0.52 $ 627.64
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 146,044 0.52 $ 75,942.88
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TRADES FOR RELEVANT PERIOD Appendix
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25) 0.50 $ 12.50
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (992) 0.52 $ 515.84
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,202 0.52 $ 619.03
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (146,038) 0.52 $ 75,939.76
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,588 0.52 $ 825.76
8-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,442) 0.52 $ 4,389.84
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,800) 0.51 $ 3,978.00
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 215,312 0.54 $ 115,191.92
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,974 0.51 $ 1,014.89
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,822 0.52 $ 9,270.20
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,000) 0.52 $ 31,419.84
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.52 $ 5,233.62
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 95 0.52 $ 49.40
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (397) 0.51 $ 202.47
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51,684) 0.51 $ 26,358.84
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,300 0.51 $ 5,763.00
9-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,651) 0.51 $ 3,392.01
9-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 20,000 - $ -
9-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (84,675) - $ -
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 53,101 0.51 $ 27,081.51
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (144,661) 0.51 $ 73,053.81
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,147 0.51 $ 2,600.85
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,147) 0.51 $ 2,624.97
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (125) 0.51 $ 63.13
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,261 0.51 $ 8,295.87
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23) 0.51 $ 11.73
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,478) 0.51 $ 753.78
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22) 0.51 $ 11.22
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,137) 0.51 $ 1,599.87
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,943) 0.51 $ 2,010.93
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 108,177 0.51 $ 55,170.27
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,808) 0.51 $ 2,452.08
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82,334 0.51 $ 41,990.34
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,426) 0.51 $ 61,417.26
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 535,761 0.54 $ 291,347.37
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 49,916 0.56 $ 28,180.43
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,849) 0.57 $ 4,999.69
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,067) 0.51 $ 20,944.17
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (102,287) 0.58 $ 59,089.36
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 52,938 0.57 $ 30,181.70
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,978 0.55 $ 2,187.90
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,652 0.58 $ 2,674.90
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (603) 0.58 $ 346.73
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 113,457 0.52 $ 59,027.71
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,335 0.52 $ 2,254.20
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (42,069) 0.58 $ 24,189.68
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,019) 0.58 $ 6,910.93
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,184) 0.58 $ 7,580.80
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (44,270) 0.58 $ 25,455.25
11-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (87,546) - $ -
11-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,119) - $ -
11-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (310,335) - $ -
12-May-23 J.P. MORGAN SECURITIES PLC Equity Buy 1,579 0.65 $ 1,026.35
12-May-23 J.P. MORGAN SECURITIES PLC Equity Sell (1,579) 0.65 $ 1,026.35
12-May-23 J.P. MORGAN SECURITIES PLC Equity Buy 1,579 0.65 $ 1,026.35
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 87,161 0.59 $ 51,424.99
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (83,612) 0.62 $ 51,812.10
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 78,635 0.64 $ 50,065.33
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,956) 0.58 $ 5,149.70
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (536,216) 0.64 $ 343,697.83
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,127 0.62 $ 4,449.59
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,147) 0.64 $ 14,922.06
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9 0.65 $ 5.85
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 93 0.58 $ 53.48
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (362) 0.65 $ 235.30
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,040) 0.65 $ 15,626.00
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,252 0.65 $ 9,263.80
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,500) 0.58 $ 69,287.50
12-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000,000 - $ -
15-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (15,000,000) - $ -
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,978) 0.62 $ 2,466.36
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,129,774) 0.61 $ 690,729.14
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (79,237) 0.65 $ 51,504.05
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (69,679) 0.63 $ 43,549.38
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (278,291) 0.60 $ 167,992.03
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149,675) 0.59 $ 88,914.58
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (57,061) 0.60 $ 34,344.67
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (310,000) 0.60 $ 185,618.08
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,063) 0.60 $ 27,092.60
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (171) 0.62 $ 106.02
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52) 0.65 $ 33.80
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,346 0.62 $ 11,994.52
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,024) 0.62 $ 11,174.88
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,977) 0.62 $ 14,245.74
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120) 0.62 $ 74.40
15-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 38,096 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 46,369 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 91 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,081 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 19,119 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 200,000 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 271,182 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 428,818 - $ -
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,806) 0.61 $ 2,931.66
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 79,066 0.62 $ 49,020.92
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 92,374 0.64 $ 59,076.68
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (92,374) 0.62 $ 57,271.88
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (198,188) 0.62 $ 123,357.17
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9 0.63 $ 5.65
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (56,016) 0.62 $ 34,939.31
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (47,242) 0.63 $ 29,569.05
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.62 $ 6,167.45
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 230 0.62 $ 142.60
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (190) 0.61 $ 115.90
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (844) 0.62 $ 523.28
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 153,324 0.61 $ 93,527.64
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,806) 0.64 $ 3,060.59
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,104 0.61 $ 7,993.44
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,032) 0.61 $ 14,659.52
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,105) 0.61 $ 20,804.05
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (79,066) 0.62 $ 49,020.92
16-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 91,280 - $ -
16-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,000,000) - $ -
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,806) 0.65 $ 3,099.87
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 415,216 0.63 $ 262,102.61
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46,869) 0.64 $ 30,194.88
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,380) 0.61 $ 1,451.80
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 60 0.66 $ 39.75
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,438) 0.63 $ 1,542.49
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77,506) 0.65 $ 50,066.32
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,201) 0.62 $ 738.62
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (152,243) 0.65 $ 98,196.74
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,604) 0.61 $ 2,198.44
17-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 900,000 - $ -
17-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 400,000 - $ -
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,326 0.65 $ 855.27
3/7
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TRADES FOR RELEVANT PERIOD Appendix
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 77 0.65 $ 49.67
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,449) 0.65 $ 25,444.61
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,806) 0.65 $ 3,099.87
17-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 11,445 - $ -
17-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (11,445) - $ -
17-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (127,786) - $ -
18-May-23 J.P. MORGAN SECURITIES PLC Equity Sell (10,101) 0.67 $ 6,717.17
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,087 0.67 $ 20,007.86
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,003 0.62 $ 3,721.86
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (365,967) 0.65 $ 237,878.55
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (209,268) 0.64 $ 134,033.01
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (57,322) 0.65 $ 36,979.74
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,487 0.67 $ 22,933.86
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,016) 0.62 $ 7,449.92
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 172 0.65 $ 110.94
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 467 0.62 $ 289.54
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8 0.66 $ 5.24
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 72,178 0.65 $ 46,554.81
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,806) 0.62 $ 2,979.72
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (747) 0.62 $ 463.14
18-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (20,562) - $ -
18-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (150) - $ -
18-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 150 - $ -
18-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (13,892) - $ -
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,893) 0.63 $ 2,452.59
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,226 0.64 $ 781.58
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,226) 0.63 $ 772.38
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,939 0.64 $ 19,800.96
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (152,654) 0.63 $ 96,810.72
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (93,708) 0.64 $ 59,677.75
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 147,080 0.63 $ 92,660.40
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,258) 0.63 $ 1,422.54
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,008) 0.63 $ 3,785.04
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 58,034 0.63 $ 36,561.42
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 361 0.63 $ 227.43
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,939) 0.61 $ 18,872.79
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (83,807) 0.61 $ 51,412.41
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,490) 0.61 $ 29,783.58
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,001) 0.61 $ 18,423.31
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112 0.62 $ 69.44
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 361 0.61 $ 218.41
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 621 0.61 $ 375.71
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,512) 0.61 $ 9,989.76
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,562) 0.61 $ 945.01
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42,033 0.61 $ 25,429.97
22-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (881) - $ -
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,752 0.59 $ 1,626.02
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,864) 0.60 $ 4,114.58
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26,278 0.60 $ 15,645.50
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 98,942 0.61 $ 59,859.91
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,374) 0.59 $ 3,728.79
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (98,952) 0.61 $ 59,865.96
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (40,854) 0.59 $ 23,899.59
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (843) 0.59 $ 493.16
23-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 881 - $ -
23-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (16,575) - $ -
23-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,526 - $ -
23-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,071 - $ -
23-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,097 - $ -
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,040 0.56 $ 3,382.40
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 64,015 0.57 $ 36,415.00
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,295 0.57 $ 26,271.30
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.57 $ 5,678.62
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 537 0.56 $ 300.72
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,816 0.56 $ 16,696.96
25-May-23 J.P. MORGAN SECURITIES PLC Equity Buy 9,526 0.54 $ 5,144.04
25-May-23 J.P. MORGAN SECURITIES PLC Equity Sell (273) 0.54 $ 147.42
25-May-23 J.P. MORGAN SECURITIES PLC Equity Buy 273 0.54 $ 147.42
25-May-23 J.P. MORGAN SECURITIES PLC Equity Sell (9,526) 0.54 $ 5,144.04
25-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 400,000 - $ -
25-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (400,000) - $ -
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,019 0.55 $ 560.45
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,649 0.54 $ 890.46
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 78,043 0.54 $ 42,423.71
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,620 0.55 $ 27,620.30
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,315 0.54 $ 9,433.70
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (146,348) 0.54 $ 79,031.43
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 225 0.54 $ 121.50
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26) 0.56 $ 14.56
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,557 0.54 $ 12,720.78
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,484 0.54 $ 3,501.36
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,700) 0.54 $ 3,078.00
25-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,779) - $ -
25-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,577) - $ -
25-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (7,221) - $ -
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 108,172 0.55 $ 58,953.74
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (73,587) 0.53 $ 38,684.69
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 834 0.53 $ 442.02
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,598) 0.53 $ 3,492.51
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 38,049 0.54 $ 20,648.39
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,583) 0.54 $ 5,661.91
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 601 0.53 $ 318.53
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 70,074 0.54 $ 37,489.59
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,030 0.54 $ 4,296.05
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,016) 0.54 $ 6,428.56
26-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 291,156 - $ -
26-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 600,000 - $ -
29-May-23 J.P. MORGAN SECURITIES PLC Equity Sell (172) 0.54 $ 92.02
29-May-23 J.P. MORGAN SECURITIES PLC Equity Buy 172 0.54 $ 92.02
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (1,000,000) - $ -
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (200,000) - $ -
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,000,000 - $ -
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 200,000 - $ -
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,404) 0.54 $ 1,286.14
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 339 0.54 $ 182.36
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112 0.54 $ 59.92
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 283 0.54 $ 151.41
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,089) 0.54 $ 582.62
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (240) 0.54 $ 128.40
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,797 0.54 $ 6,311.40
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,622 0.54 $ 1,402.77
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42,057 0.54 $ 22,500.50
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,952) 0.54 $ 4,789.32
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,748 0.53 $ 4,067.70
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 0.52 $ 1,030.00
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,585) 0.52 $ 18,156.50
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,582 0.52 $ 7,062.64
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,557 0.52 $ 1,329.31
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,143 0.53 $ 600.08
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24) 0.54 $ 12.84
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (545) 0.53 $ 286.13
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,008 0.53 $ 3,154.20
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 65,925 0.53 $ 34,610.63
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,678) 0.53 $ 3,505.95
30-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (117,235) - $ -
30-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 117,235 - $ -
4/7
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TRADES FOR RELEVANT PERIOD Appendix
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,260 0.52 $ 4,849.70
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,048) 0.53 $ 19,105.44
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 324,434 0.53 $ 171,950.02
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,045 0.53 $ 4,263.85
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,560 0.53 $ 8,246.80
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (96,738) 0.53 $ 51,271.14
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,506) 0.53 $ 1,858.18
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 156 0.53 $ 82.68
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30) 0.53 $ 15.75
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,000 0.53 $ 10,540.58
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,000 0.53 $ 10,538.12
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,089) 0.52 $ 12,526.28
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,587) 0.52 $ 9,088.24
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,573) 0.52 $ 1,332.80
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 93 0.52 $ 47.90
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,639 0.53 $ 5,585.48
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,139 0.52 $ 2,131.59
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43 0.52 $ 22.15
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,040 0.52 $ 15,470.60
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,032) 0.52 $ 12,496.64
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,726) 0.52 $ 14,278.89
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 314,368 0.53 $ 166,274.89
1-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 12,496 0.53 $ 6,622.88
1-Jun-23 J.P. MORGAN SECURITIES PLC Equity Sell (312) 0.53 $ 165.36
1-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 454 0.53 $ 240.62
1-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,689 0.53 $ 6,725.17
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,025 0.52 $ 533.00
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,915 0.53 $ 12,665.60
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,349) 0.52 $ 10,581.48
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,702) 0.52 $ 4,019.47
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.53 $ 5,257.12
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.53 $ 5,258.44
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 360 0.52 $ 187.20
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112,344) 0.52 $ 58,418.88
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51) 0.52 $ 26.27
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,806 0.52 $ 11,339.12
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,283 0.52 $ 15,747.16
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,829 0.52 $ 19,151.08
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 71,201 0.52 $ 37,024.52
2-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100,000) 0.53 $ 52,535.00
2-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 99,987 - $ -
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,061 0.52 $ 4,191.72
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,281) 0.52 $ 16,266.12
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27,852 0.52 $ 14,483.04
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,689) 0.54 $ 6,788.62
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,421 0.54 $ 1,830.24
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (37,688) 0.52 $ 19,749.87
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,548) 0.53 $ 4,558.05
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.53 $ 5,291.65
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.53 $ 5,291.41
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55) 0.52 $ 28.60
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,814 0.54 $ 5,839.56
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,857) 0.52 $ 1,485.64
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,159) 0.52 $ 4,762.68
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 77,474 0.52 $ 40,286.48
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,161) 0.52 $ 62,483.72
5-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,000) 0.53 $ 10,585.84
6-Jun-23 J.P. MORGAN SECURITIES PLC Equity Sell (2,437) 0.52 $ 1,255.06
6-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 2,437 0.52 $ 1,255.06
6-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 2,436 0.52 $ 1,254.54
6-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2) 0.53 $ 1.05
6-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,522) 0.52 $ 14,425.11
6-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,148) 0.53 $ 30,561.72
6-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 351 0.52 $ 182.52
6-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,833 0.52 $ 3,004.00
6-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (156,208) 0.52 $ 80,447.12
6-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,216 - $ -
6-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,316,065 - $ -
6-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,691,448) - $ -
6-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 370,512 - $ -
6-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,655 - $ -
7-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (173,385) 0.51 $ 88,481.66
7-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,478) 0.51 $ 4,330.27
7-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,582 0.51 $ 806.82
7-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (616) 0.52 $ 317.24
7-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,016 0.51 $ 6,128.16
7-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,048 0.51 $ 18,384.48
7-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,697 0.52 $ 8,598.96
7-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 75,502 0.51 $ 38,506.02
7-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,582) 0.51 $ 12,536.82
8-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 839 0.49 $ 411.11
8-Jun-23 J.P. MORGAN SECURITIES PLC Equity Sell (839) 0.49 $ 411.11
8-Jun-23 J.P. MORGAN SECURITIES PLC Equity Sell (838) 0.49 $ 410.62
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,630) 0.49 $ 4,228.70
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,751 0.49 $ 22,636.86
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,085) 0.50 $ 3,507.08
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,618 0.51 $ 1,836.14
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,083) 0.49 $ 1,020.67
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (135) 0.49 $ 66.15
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (234,313) 0.51 $ 118,328.07
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,094) 0.49 $ 1,516.06
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,827) 0.49 $ 19,025.23
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,936 0.49 $ 10,258.64
8-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (104) 0.49 $ 50.96
8-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,294,569) - $ -
8-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (200,000) - $ -
8-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (271,182) - $ -
8-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (428,818) - $ -
9-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,050) 0.47 $ 11,394.53
9-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,969) 0.48 $ 2,360.28
9-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,049) 0.48 $ 17,123.28
9-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (721) 0.48 $ 342.48
9-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23) 0.49 $ 11.27
9-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,726) 0.48 $ 1,294.85
9-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,832 0.48 $ 12,270.20
9-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 62,083 0.48 $ 29,880.80
9-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3) 0.48 $ 1.43
13-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (291,156) - $ -
13-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (900,000) - $ -
13-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (3,500,000) - $ -
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (105) 0.48 $ 50.40
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4 0.47 $ 1.86
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,012 0.48 $ 4,286.71
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,050 0.48 $ 17,304.00
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 180,241 0.48 $ 85,614.48
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 86 0.48 $ 41.28
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 461 0.48 $ 218.98
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,268 0.47 $ 4,842.70
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,639) 0.48 $ 18,478.37
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 217,238 0.48 $ 103,188.05
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.47 $ 4,676.14
13-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (124,571) - $ -
13-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (42,547) - $ -
13-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,216) - $ -
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,661) 0.48 $ 21,917.28
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 53,869 0.50 $ 26,665.16
5/7
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TRADES FOR RELEVANT PERIOD Appendix
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (271,107) 0.48 $ 129,238.06
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11 0.47 $ 5.14
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,728) 0.48 $ 7,010.37
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,986) 0.47 $ 3,769.00
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,000 0.48 $ 7,139.06
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,090 0.47 $ 1,452.30
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,918 0.47 $ 19,701.46
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 360,483 0.48 $ 173,031.84
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,049 0.47 $ 16,943.03
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 120,161 0.48 $ 57,677.28
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,024 0.47 $ 8,471.28
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 410,001 0.47 $ 192,700.47
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,661 0.48 $ 21,917.28
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (300,000) - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (600,000) - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 400,000 - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 600,000 - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (223,013) - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (130,402) - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,646,585) - $ -
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,948 0.47 $ 1,385.56
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 138,094 0.47 $ 65,390.82
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,000 0.47 $ 14,055.57
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112) 0.47 $ 52.64
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 149 0.46 $ 68.54
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 566,801 0.46 $ 260,728.46
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149) 0.46 $ 68.54
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149) 0.46 $ 68.54
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (369,675) 0.46 $ 170,050.50
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 96,128 0.47 $ 45,180.16
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (106,058) 0.46 $ 48,786.68
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,776) 0.46 $ 6,796.96
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (75,868) 0.46 $ 34,899.28
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112 0.47 $ 52.64
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8) 0.46 $ 3.68
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (500,000) - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (99,987) - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2 - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 35,021 - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 345,286 - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,119 - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 4,488 - $ -
16-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 25,571 0.48 $ 12,146.23
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,201 0.48 $ 4,370.48
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,160 0.47 $ 1,485.20
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 145,400 0.48 $ 69,065.00
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 486 0.48 $ 230.85
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2) 0.46 $ 0.92
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (162,096) 0.48 $ 76,995.60
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 131,678 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 29,412 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 54,516 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 18,414 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (74,516) - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,586 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 40,018 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,500,000) - $ -
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,200 0.39 $ 39,330.00
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 219,065 0.41 $ 90,431.35
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (219,065) 0.41 $ 88,721.33
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,179,494) 0.40 $ 469,386.71
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (581,843) 0.39 $ 229,682.52
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,665 0.40 $ 1,059.34
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,177) 0.38 $ 447.26
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,038 0.40 $ 4,828.72
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (180,571) 0.38 $ 68,616.98
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,381) 0.48 $ 57,180.98
19-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow 380,000 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 46,351 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 4,606 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 70,575 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 45,842 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,963,920 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 257,321 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 44,880 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 197,799 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,500,000 - $ -
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 150,500 0.31 $ 46,897.46
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (56) 0.30 $ 16.81
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36 0.30 $ 10.81
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,911) 0.30 $ 6,322.15
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (40,000) 0.31 $ 12,205.72
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (84,428) 0.31 $ 25,750.54
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,222 0.34 $ 2,454.62
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,268 0.31 $ 25,701.74
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,428 0.31 $ 25,750.54
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (86,118) 0.31 $ 26,265.99
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (160,000) 0.30 $ 48,580.96
20-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 25,429 - $ -
20-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (130,625) - $ -
20-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 105,196 - $ -
20-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (328,746) - $ -
20-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 328,746 - $ -
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,856 0.32 $ 1,553.92
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 701,628 0.32 $ 226,521.30
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (329,055) 0.31 $ 102,894.84
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,506 0.31 $ 8,694.33
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,455) 0.32 $ 2,713.87
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (81,937) 0.32 $ 25,952.81
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,000) 0.31 $ 4,708.11
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,590 0.32 $ 4,028.80
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,874) 0.32 $ 1,239.68
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,267 0.32 $ 26,965.44
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (240,763) 0.31 $ 73,432.72
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,044 0.32 $ 974.08
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,346) 0.31 $ 10,769.36
21-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (200,000) - $ -
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,944 0.32 $ 622.08
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (372,573) 0.31 $ 113,636.26
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27 0.31 $ 8.37
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17) 0.31 $ 5.27
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 38,251 0.31 $ 11,666.56
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,949 0.32 $ 1,243.94
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (556,764) 0.31 $ 169,813.02
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,222 0.32 $ 2,311.04
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (132,781) 0.31 $ 40,498.21
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 556,764 0.31 $ 169,813.02
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 712,812 0.31 $ 217,407.66
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,743) 0.31 $ 531.62
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,881 0.31 $ 573.71
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (46,351) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 46,351 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (724,093) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (50,000) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,097) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,097 - $ -
6/7
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TRADES FOR RELEVANT PERIOD Appendix
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 50,000 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,649 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (70,575) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 66,926 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (71,254) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 71,254 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,500,000) - $ -
23-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 0.30 $ 590.00
23-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,506) 0.30 $ 8,551.80
23-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 96,984 0.30 $ 29,380.33
23-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,039) 0.30 $ 3,551.51
23-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (46,369) - $ -
23-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (91) - $ -
26-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (38,096) - $ -
26-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow 38,096 - $ -
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,040) 0.30 $ 601.80
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,481 0.30 $ 1,026.90
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 124,430 0.29 $ 36,270.85
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 106,486 0.30 $ 31,413.37
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,040 0.30 $ 601.80
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32,322 0.30 $ 9,534.99
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,699) 0.30 $ 1,681.21
26-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (29,412) - $ -
26-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (369,415) - $ -
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 117,077 0.29 $ 34,075.26
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82,697 0.29 $ 23,989.08
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,818 0.29 $ 1,107.22
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,037) 0.29 $ 3,490.73
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,479) 0.29 $ 4,778.91
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 60,191 0.30 $ 17,756.35
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,818) 0.29 $ 1,107.22
27-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (46,351) - $ -
27-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (4,606) - $ -
27-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (282,301) - $ -
28-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 43,695 0.31 $ 13,326.98
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,990 0.31 $ 2,131.95
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,441 0.31 $ 445.39
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (245) 0.31 $ 74.73
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (575) 0.31 $ 175.38
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,697 0.31 $ 836.07
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 785 0.31 $ 241.39
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,465) 0.31 $ 446.83
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 284,316 0.31 $ 86,716.38
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 65,398 0.30 $ 19,643.79
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.30 $ 3,003.33
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 141,606 0.31 $ 43,189.83
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 609 0.31 $ 185.75
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,114 0.31 $ 11,014.77
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,408) 0.29 $ 698.32
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (40,020) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,649) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (35,021) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (391,128) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,119) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,110,683) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (257,321) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (44,880) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (197,799) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 650,000 - $ -
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,084 0.31 $ 1,855.62
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,091 0.31 $ 1,857.76
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 641 0.31 $ 195.58
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (318) 0.31 $ 97.00
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 71,355 0.31 $ 21,828.14
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,303 0.31 $ 4,057.42
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 51,147 0.31 $ 15,599.84
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 737 0.31 $ 224.79
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,019) 0.31 $ 1,835.80
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,581) 0.31 $ 482.21
30-Jun-23 J.P. MORGAN SECURITIES LLC Equity On-Lend 2,395,419 - $ -
30-Jun-23 J.P. MORGAN SECURITIES LLC Equity Borrow 12,793,743 - $ -
30-Jun-23 J.P. MORGAN SECURITIES PLC Equity Adjustment 4,708 - $ -
30-Jun-23 J.P. MORGAN SECURITIES PLC Equity Adjustment 30 - $ -
30-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 3,482 0.30 $ 1,044.60
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 150,000 0.30 $ 44,250.00
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (200,000) 0.30 $ 60,000.00
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,250) 0.30 $ 663.75
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.30 $ 2,995.30
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 277,941 0.30 $ 83,382.30
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (156,049) 0.30 $ 46,814.70
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (57,509) 0.30 $ 17,252.70
30-Jun-23 J.P. MORGAN SECURITIES PLC Equity Sell (3,482) 0.30 $ 1,044.60
30-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 3,482 0.30 $ 1,044.60
30-Jun-23 JPMORGAN ASSET MANAGEMENT (UK) LIMITED Equity Collateral Out (7,410) - $ -
30-Jun-23 JPMORGAN ASSET MANAGEMENT (UK) LIMITED Equity Collateral Out (248) - $ -
30-Jun-23 JPMORGAN ASSET MANAGEMENT (UK) LIMITED Equity Collateral Out (1,524) - $ -
30-Jun-23 JPMORGAN ASSET MANAGEMENT (UK) LIMITED Equity Collateral Out (369) - $ -
30-Jun-23 JPMORGAN ASSET MANAGEMENT (UK) LIMITED Equity Collateral Out (8,681) - $ -
30-Jun-23 JPMORGAN ASSET MANAGEMENT (UK) LIMITED Equity Collateral Out (4) - $ -
30-Jun-23 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Collateral Out (4,958) - $ -
30-Jun-23 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Collateral Out (1,178) - $ -
30-Jun-23 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Collateral Out (859) - $ -
30-Jun-23 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Collateral Out (95) - $ -
30-Jun-23 JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED Equity Collateral Out (671) - $ -
30-Jun-23 JPM ASSET MANAGEMENT HOLDINGS INC. Equity Adjustment (5,000) - $ -
30-Jun-23 JPM ASSET MANAGEMENT HOLDINGS INC. Equity Adjustment 61,500 - $ -
30-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,600,000) - $ -
Balance at End of relevant period 77,247,356
----- End of picture text -----
7/7
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 04-Jul-2023 |
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower) |
| Transfer date | Settlement Date 19-Jun-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower) |
| Transfer date | Settlement Date 19-Aug-22 01-Dec-22 12-Jan-23 02-Feb-23 10-Feb-23 02-Mar-23 03-Mar-23 13-Mar-23 04-Apr-23 19-Apr-23 20-Apr-23 04-May-23 05-May-23 10-May-23 16-May-23 23-May-23 30-May-23 16-Jun-23 20-Jun-23 22-Jun-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 04-Jul-2023 |
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch Equities (Australia) Limited(Borrower) |
| Transfer date | Settlement Date 20-Apr-23 21-Apr-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 04-Jul-2023 |
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley Australia Securities Limited (Borrower) |
| Transfer date | Settlement Date 14-Jun-23 21-Jun-23 22-Jun-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower) |
| Transfer date | Settlement Date 29-Jun-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 04-Jul-2023 |
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC (Borrower) |
| Transfer date | Settlement Date 19-Apr-23 24-Apr-23 19-May-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Institutional Account Agreement |
| Parties to agreement | JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities andNORTHERN TRUST-AS AGENT ,NATIONAL FINANCIAL SERVICES LLC - AS AGENT and State Street Bank and Trust Co (As Agent) Brown Brothers Harriman & Co(As Agent), GOLDMAN SACHS BANK USA ( AGENCY LENDING AS AGENT)(herein referred to as“JPMS”)“ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and any additional entity notified to the Company from time to time. |
| Transfer date | Settlement Date: 07-Mar-23 09-Mar-23 12-Apr-23 19-Apr-23 20-Apr-23 |
| Holder of voting rights |
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this, please note that the Company has the right to recall equivalent securities if it wishes to exercise its voting rights in respect of the securities. |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent securities from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the securities to the Companyand the Companyholds the votingrights. |
| Scheduled return date (if any) |
N/A. There is no term to the loan of securities. |
| Does the borrower have the right to **return early? ** |
Yes. |
| If yes, detail | JPMS has the right to return all and any securities or equivalent securities early at any time. |
| Does the lender have the right to recall **early? ** |
Yes. |
| Ifyes, detail | The Companyhas the right to recall all or anyequivalent securities on demand. |
| Will the securities be returned on settlement? |
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to the loan of securities. |
| If yes, detail any exceptions |
|
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting as agent) (“lender”), J.P. Morgan Securities Plc (“borrower”) |
| Transfer date | Settlement Date 26-Apr-23 25-May-23 21-Jun-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(ii) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of **relevant interests: ** |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities Lending Agreement |
| Parties to agreement |
SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. Morgan Securities Plc("borrower") |
| Transfer date | Settlement date 11-Jul-22 25-Jul-22 9-Aug-22 15-Aug-22 19-Sep-22 28-Sep-22 20-Oct-22 20-Mar-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender") |
| Transfer date | Settlement Date: 16-Jan-23 19-Apr-23 26-Apr-23 2-May-23 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi)of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
HSBC Bank PLC (as agent for Henderson Gartmore Fund) ("lender"), J.P. Morgan Securities plc ("borrower") |
| Transfer date | Settlement Date 18-May-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower has no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Subject to the terms of the loan, borrower has right to at any time terminate a loan and redeliver all and any equivalent securities to the lender in accordance with the lender's instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to terminate a loan and to call for the redelivery of all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the loan securities were originally delivered. Borrower shall redeliver such equivalent securities not later than the expiry of such notice in accordance with lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Morgan Stanley & Co Intl Plc ("lender") |
| Transfer date | Settlement Date: 19-Apr-23 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, J.P. Morgan Securities Plc will give a copy of the OSLA to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”) |
| Transfer date | Settlement date 21-Apr-23 26-Apr-23 30-May-23 26-Jun-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement | Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”) |
| Transfer date | Settlement Date 18-Jan-23 20-Apr-23 29-May-23 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower') |
| Transfer date | Settlement Date 25-Jan-23 05-Apr-23 26-Apr-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exception |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to agreement | National Australia Bank Limited ('lender'), J.P. Morgan Securities Australia Limited ('borrower) |
| Transfer date | Settlement Date 20-Apr-23 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date (if any) | None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions | No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 04-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
30-Jun-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | State Street Bank and Trust Company ("lender") and J.P. Morgan Securities Australia Limited ("borrower") |
| Transfer date | Settlement Date: 10-Mar-2023 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the **right to recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |