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LAKE RESOURCES N.L. Major Shareholding Notification 2023

Jul 19, 2023

65240_rns_2023-07-19_f8a7034a-8467-4182-aa00-e5f2fc9ddbc6.pdf

Major Shareholding Notification

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603 page 1/2 15 July 2001

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme LAKE RESOURCES N.L.

ACN/ARSN 079 471 980

1. Details of substantial holder (1)

Name State Street Corporation and subsidiaries named in Annexures to this form ACN/ARSN (if applicable)

The holder became a substantial holder on 18/07/2023

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person’s votes (5) Voting power (6)
Ordinary 77,246,694 77,246,694 5.43%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

der are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Annexure A

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest		 Registered holder of
securities		 Person entitled to be
registered as holder (8)		 Class and number
of securities
Annexure A

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

tantial holder is as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
Annexure B & D Cash Non-Cash

Information Classification: Limited Access

603 page 1/2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Annexure A

7. Addresses

The addresses of persons named in this form are as follows:

of persons named in this form are as follows:
Name Address
Annexure C

Signature

print name
sign here		 Alok Maheshwary
Capacity:Authorised signatory
date20/07/2023

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Act 2001.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write “unknown”.

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Information Classification: Limited Access

This is Annexure A referred to in Form 603 Notice of initial substantial holder

Annexure A

________ 20 July 2023 Alok Maheshwary Authorised Signatory

3. Details of relevant interests

4. Details of present registered holders

6. Associates

Holder of relevant interest Nature of Relevant Interest Registered Holder of securities Person Entitled to be registered as
holder		 Class and number of Securities Class and number of Securities Nature of Association
(Section 3, 4 and 6) (Section 3) (Section 4) (Section 4) (Section 3 and 4) (Section 6)
SSGA FUNDS MANAGEMENT, INC. Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 State Street Bank and Trust Co n/a Ordinary 2,534,311 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 Bank of New York Mellon n/a Ordinary 103,270 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 State Street Bank and Trust Co n/a Ordinary 109,779 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS LIMITED Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 Bank of New York Mellon n/a Ordinary 208,671 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS LIMITED Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 JPMorgan AG n/a Ordinary 7,313 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 Bank of New York Mellon n/a Ordinary 488,598 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 JPMorgan AG n/a Ordinary 169,521 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 Northern Trust Company n/a Ordinary 113,094 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 State Street Bank and Trust Co n/a Ordinary 7,314,570 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 BNP Paribas n/a Ordinary 290,274 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 JPMorgan AG n/a Ordinary 5,062,481 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 Northern Trust Company n/a Ordinary 12,326,603 Subsidiary of State Street
Corporation
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote attached to
securities and/or the power to dispose of securities as
investment manager or trustee		 State Street Bank and Trust Co n/a Ordinary 16,208,072 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For borrowed and on-lent securities:
Relevant interest under section 608(1) being the right, as
lender, to recall shares under a securities loan		 UNKNOWN STATE STREET BANK AND TRUST
COMPANY		 Ordinary 1,012,385 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 AWARE SUPER PTY LTD AS TRUSTEE OF
THE AWARE SUPER		 AWARE SUPER PTY LTD AS TRUSTEE
OF THE AWARE SUPER		 Ordinary 7,192,649 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 CALSTRS CALSTRS Ordinary 1,397,717 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 INTERNATIONAL BUSINESS MACHINES
CORPORATION		 INTERNATIONAL BUSINESS
MACHINES CORPORATION		 Ordinary 191,302 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 LOS ANGELES COUNTY EMPLOYEES
RETIREMENT ASSOCIATION		 LOS ANGELES COUNTY EMPLOYEES
RETIREMENT ASSOCIATION		 Ordinary 302,361 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 MERCER GLOBAL INVESTMENTS
MANAGEMENT LIMITED - MERCER QIF
FUND PLC		 MERCER GLOBAL INVESTMENTS
MANAGEMENT LIMITED - MERCER
QIF FUND PLC		 Ordinary 262,006 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 RETAIL EMPLOYEES SUPERANNUATION
TRUST		 RETAIL EMPLOYEES
SUPERANNUATION TRUST		 Ordinary 1,168,351 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 SPROTT ASSET MANAGEMENT LP SPROTT ASSET MANAGEMENT LP Ordinary 109,219 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 SSGA SSGA Ordinary 1,665,938 Subsidiary of State Street
Corporation

Information Classification: Limited Access

STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 SSGA SPDR INDEX SHARE FUNDS SSGA SPDR INDEX SHARE FUNDS Ordinary 2,040,913 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 THE REGENTS OF THE UNIVERSITY OF
CALIFORNIA		 THE REGENTS OF THE UNIVERSITY OF
CALIFORNIA		 Ordinary 1,500,000 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 TIAA - CREF TIAA - CREF Ordinary 1,123,574 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 VANECK ETF FUNDS VANECK ETF FUNDS Ordinary 13,845,960 Subsidiary of State Street
Corporation
STATE STREET BANK AND TRUST COMPANY For Lent securities:
Relevant interest under section 608(8A) being the holder
of securities subject to an obligation to return under a
securities lending agreement. State Street Bank and Trust
Company has lent the securities and retains a relevant
interest		 WA STATE INVESTMENT BOARD WA STATE INVESTMENT BOARD Ordinary 497,762 Subsidiary of State Street
Corporation

Information Classification: Limited Access

This is Annexure B referred to in Form 603 Notice of initial substantial holder

Annexure B

==> picture [58 x 20] intentionally omitted <==

________ 20 July 2023

Alok Maheshwary Authorised Signatory 5. Consideration

Holder of relevant interest Date of Acquisition Nature of transaction Consideration Class and number of
Securities affected		 Class and number of
Securities affected
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 23-Mar-2023 In specie contribution n/a Ordinary 1,658
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 31-Mar-2023 In specie contribution n/a Ordinary 8,672
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 03-Apr-2023 In specie contribution n/a Ordinary 1,656
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 06-Apr-2023 In specie contribution n/a Ordinary 3,312
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 17-Apr-2023 In specie contribution n/a Ordinary 9,936
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 18-Apr-2023 In specie contribution n/a Ordinary 6,624
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 24-Apr-2023 In specie contribution n/a Ordinary 5,034
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 26-Apr-2023 In specie contribution n/a Ordinary 5,034
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 28-Apr-2023 In specie contribution n/a Ordinary 1,677
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 01-May-2023 In specie contribution n/a Ordinary 1,677
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 09-May-2023 Purchase 0.51 Ordinary 400,000
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 12-May-2023 In specie contribution n/a Ordinary 15,274
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 15-May-2023 Purchase 0.62 Ordinary 606,466
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 31-May-2023 Purchase 0.52 Ordinary 740,741
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 01-Jun-2023 In specie contribution n/a Ordinary 3,400
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 06-Jun-2023 In specie contribution n/a Ordinary 436,582
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 15-Jun-2023 In specie contribution n/a Ordinary 1,700
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 21-Jun-2023 In specie contribution n/a Ordinary 5,109
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 23-Jun-2023 In specie contribution n/a Ordinary 3,406
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 26-Jun-2023 In specie contribution n/a Ordinary 1,703
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 28-Jun-2023 In specie contribution n/a Ordinary 3,406
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 06-Jul-2023 In specie contribution n/a Ordinary 3,264
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 07-Jul-2023 In specie contribution n/a Ordinary 1,632
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 10-Jul-2023 In specie contribution n/a Ordinary 10,312
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED 12-Jul-2023 In specie contribution n/a Ordinary 1,632
STATE STREET GLOBAL ADVISORS,INC. 05-Apr-2023 In specie contribution n/a Ordinary 4,774
STATE STREET GLOBAL ADVISORS,INC. 11-Apr-2023 In specie contribution n/a Ordinary 2,736
STATE STREET GLOBAL ADVISORS,INC. 13-Apr-2023 In specie contribution n/a Ordinary 17,680
STATE STREET GLOBAL ADVISORS,INC. 05-May-2023 In specie contribution n/a Ordinary 17,000
STATE STREET GLOBAL ADVISORS,INC. 30-May-2023 In specie contribution n/a Ordinary 7,629
STATE STREET GLOBAL ADVISORS,INC. 31-May-2023 Purchase 0.53 Ordinary 57,143
STATE STREET GLOBAL ADVISORS,INC. 08-Jun-2023 In specie contribution n/a Ordinary 135
STATE STREET GLOBAL ADVISORS,INC. 14-Jun-2023 In specie contribution n/a Ordinary 19,527
STATE STREET GLOBAL ADVISORS,INC. 21-Jun-2023 In specie contribution n/a Ordinary 10,200
STATE STREET GLOBAL ADVISORS,INC. 30-Jun-2023 In specie contribution n/a Ordinary 34,407
STATE STREET GLOBAL ADVISORS,INC. 06-Jul-2023 In specie contribution n/a Ordinary 92
STATE STREET GLOBAL ADVISORS,INC. 10-Jul-2023 In specie contribution n/a Ordinary 13,600
STATE STREET BANK AND TRUST COMPANY 20-Apr-2023 Return of securities under a securities loan by THE BANK OF
AMERICA GROUP – Refer Part A of Annexure D		 n/a Ordinary (1,400,000)
STATE STREET BANK AND TRUST COMPANY 21-Jun-2023 Lending securities under a securities loan to THE BANK OF
AMERICA GROUP – Refer Part A of Annexure D		 n/a Ordinary 1,000,000
STATE STREET BANK AND TRUST COMPANY 23-Jun-2023 Return of securities under a securities loan by THE BANK OF
AMERICA GROUP – Refer Part A of Annexure D		 n/a Ordinary (1,000,000)
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Return of securities under a securities loan by THE BANK OF
AMERICA GROUP – Refer Part A of Annexure D		 n/a Ordinary (200,000)
STATE STREET BANK AND TRUST COMPANY 24-Apr-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 55,452
STATE STREET BANK AND TRUST COMPANY 26-May-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 70,700
STATE STREET BANK AND TRUST COMPANY 02-Jun-2023 Return of securities under a securities loan by THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary (70,700)
STATE STREET BANK AND TRUST COMPANY 27-Jun-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 2,100,000
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Return of securities under a securities loan by THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary (2,100,000)
STATE STREET BANK AND TRUST COMPANY 18-Jul-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 1,494,548
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (500,000)
STATE STREET BANK AND TRUST COMPANY 20-Apr-2023 Lending securities under a securities loan to THE MACQUARIE
GROUP – Refer Part A of Annexure D		 n/a Ordinary 2,000,000
STATE STREET BANK AND TRUST COMPANY 13-Jul-2023 Lending securities under a securities loan to THE MACQUARIE
GROUP – Refer Part A of Annexure D		 n/a Ordinary 1,000,000
STATE STREET BANK AND TRUST COMPANY 12-Jun-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 67,165
STATE STREET BANK AND TRUST COMPANY 14-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (67,165)
STATE STREET BANK AND TRUST COMPANY 19-Apr-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 4,380,656
STATE STREET BANK AND TRUST COMPANY 16-Jun-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (1,100,000)
STATE STREET BANK AND TRUST COMPANY 29-Jun-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (1,053,575)
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (2,227,081)

Information Classification: Limited Access

STATE STREET BANK AND TRUST COMPANY 06-Apr-2023 Lending securities under a securities loan to UBS SECURITIES
AUSTRALIA LTD – Refer Part A of Annexure D		 n/a Ordinary 1,535,076
STATE STREET BANK AND TRUST COMPANY 11-Jul-2023 Return of securities under a securities loan by UBS SECURITIES
AUSTRALIA LTD – Refer Part A of Annexure D		 n/a Ordinary (4,818,532)
STATE STREET BANK AND TRUST COMPANY 12-Jul-2023 Lending securities under a securities loan to UBS SECURITIES
AUSTRALIA LTD – Refer Part A of Annexure D		 n/a Ordinary 1,000,000
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Lending securities under a securities loan to BANK OF MONTREAL
EUROPE PUBLIC LIMITED COMPANY – Refer Part A of Annexure D		 n/a Ordinary 4,788
STATE STREET BANK AND TRUST COMPANY 13-Apr-2023 Lending securities under a securities loan to THE BANK OF
AMERICA GROUP – Refer Part A of Annexure D		 n/a Ordinary 502,235
STATE STREET BANK AND TRUST COMPANY 17-Apr-2023 Return of securities under a securities loan by THE BANK OF
AMERICA GROUP – Refer Part A of Annexure D		 n/a Ordinary (560,711)
STATE STREET BANK AND TRUST COMPANY 29-Mar-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 419,968
STATE STREET BANK AND TRUST COMPANY 18-Apr-2023 Return of securities under a securities loan by THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary (419,968)
STATE STREET BANK AND TRUST COMPANY 13-Jul-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (834,338)
STATE STREET BANK AND TRUST COMPANY 18-Jul-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 638,376
STATE STREET BANK AND TRUST COMPANY 30-Mar-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (200,000)
STATE STREET BANK AND TRUST COMPANY 20-Apr-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 219,721
STATE STREET BANK AND TRUST COMPANY 15-May-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 2,863
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (17,708)
STATE STREET BANK AND TRUST COMPANY 30-Mar-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 74,884
STATE STREET BANK AND TRUST COMPANY 10-May-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 668,099
STATE STREET BANK AND TRUST COMPANY 15-May-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 194,999
STATE STREET BANK AND TRUST COMPANY 18-May-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (70,876)
STATE STREET BANK AND TRUST COMPANY 19-May-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 70,876
STATE STREET BANK AND TRUST COMPANY 14-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (124,123)
STATE STREET BANK AND TRUST COMPANY 15-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (242,534)
STATE STREET BANK AND TRUST COMPANY 16-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (384,169)
STATE STREET BANK AND TRUST COMPANY 28-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (123,297)
STATE STREET BANK AND TRUST COMPANY 06-Jul-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (70,876)
STATE STREET BANK AND TRUST COMPANY 16-Jun-2023 Lending securities under a securities loan to THE STATE STREET
GROUP – Refer Part A of Annexure D		 n/a Ordinary 242,534
STATE STREET BANK AND TRUST COMPANY 29-Mar-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 225,409
STATE STREET BANK AND TRUST COMPANY 19-Apr-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 947,862
STATE STREET BANK AND TRUST COMPANY 28-Apr-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (750,000)
STATE STREET BANK AND TRUST COMPANY 11-May-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (197,862)
STATE STREET BANK AND TRUST COMPANY 15-Jun-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 160,734
STATE STREET BANK AND TRUST COMPANY 20-Jun-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 384,169
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (770,312)
STATE STREET BANK AND TRUST COMPANY 18-Apr-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 191,302
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (191,302)
STATE STREET BANK AND TRUST COMPANY 11-Jul-2023 Lending securities under a securities loan to THE BNP PARIBAS
GROUP – Refer Part A of Annexure D		 n/a Ordinary 205,360
STATE STREET BANK AND TRUST COMPANY 29-Mar-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 302,361
STATE STREET BANK AND TRUST COMPANY 18-Apr-2023 Return of securities under a securities loan by THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary (80,032)
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary (222,329)
STATE STREET BANK AND TRUST COMPANY 18-Jul-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (291,552)
STATE STREET BANK AND TRUST COMPANY 15-May-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 80,032
STATE STREET BANK AND TRUST COMPANY 16-May-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 6,160
STATE STREET BANK AND TRUST COMPANY 19-Apr-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 80,032
STATE STREET BANK AND TRUST COMPANY 11-May-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (80,032)

Information Classification: Limited Access

STATE STREET BANK AND TRUST COMPANY 19-Apr-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 56,361
STATE STREET BANK AND TRUST COMPANY 26-Apr-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 114,814
STATE STREET BANK AND TRUST COMPANY 12-Jul-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 80,738
STATE STREET BANK AND TRUST COMPANY 22-Mar-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 810
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (80,738)
STATE STREET BANK AND TRUST COMPANY 29-Mar-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 277,671
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary (277,671)
STATE STREET BANK AND TRUST COMPANY 15-May-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 1
STATE STREET BANK AND TRUST COMPANY 14-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (1)
STATE STREET BANK AND TRUST COMPANY 24-Apr-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 1,044,548
STATE STREET BANK AND TRUST COMPANY 26-May-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 8,300
STATE STREET BANK AND TRUST COMPANY 02-Jun-2023 Return of securities under a securities loan by THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary (8,300)
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary (1,044,548)
STATE STREET BANK AND TRUST COMPANY 29-Mar-2023 Return of securities under a securities loan by UBS SECURITIES
AUSTRALIA LTD – Refer Part A of Annexure D		 n/a Ordinary (1,787)
STATE STREET BANK AND TRUST COMPANY 11-Jul-2023 Lending securities under a securities loan to UBS SECURITIES
AUSTRALIA LTD – Refer Part A of Annexure D		 n/a Ordinary 115,344
STATE STREET BANK AND TRUST COMPANY 20-Apr-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 228,584
STATE STREET BANK AND TRUST COMPANY 28-Apr-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (18,660)
STATE STREET BANK AND TRUST COMPANY 15-May-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (54,660)
STATE STREET BANK AND TRUST COMPANY 16-May-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (73,797)
STATE STREET BANK AND TRUST COMPANY 25-May-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 55,736
STATE STREET BANK AND TRUST COMPANY 14-Jun-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 636
STATE STREET BANK AND TRUST COMPANY 21-Jun-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (28,620)
STATE STREET BANK AND TRUST COMPANY 04-Apr-2023 Return of securities under a securities loan by THE BANK OF
AMERICA GROUP – Refer Part A of Annexure D		 n/a Ordinary (57,588)
STATE STREET BANK AND TRUST COMPANY 26-Apr-2023 Lending securities under a securities loan to THE BARCLAYS
GROUP – Refer Part A of Annexure D		 n/a Ordinary 4,568
STATE STREET BANK AND TRUST COMPANY 11-May-2023 Lending securities under a securities loan to THE BARCLAYS
GROUP – Refer Part A of Annexure D		 n/a Ordinary 688
STATE STREET BANK AND TRUST COMPANY 27-Mar-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (1,355,944)
STATE STREET BANK AND TRUST COMPANY 20-Apr-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (20,884)
STATE STREET BANK AND TRUST COMPANY 26-Apr-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 31,722
STATE STREET BANK AND TRUST COMPANY 13-Jul-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 269,261
STATE STREET BANK AND TRUST COMPANY 18-Jul-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 973,308
STATE STREET BANK AND TRUST COMPANY 20-Apr-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 320,632
STATE STREET BANK AND TRUST COMPANY 15-May-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (8,016)
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (40,430)
STATE STREET BANK AND TRUST COMPANY 18-Apr-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 461
STATE STREET BANK AND TRUST COMPANY 19-May-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 25,123
STATE STREET BANK AND TRUST COMPANY 06-Jul-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (25,123)
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (461)
STATE STREET BANK AND TRUST COMPANY 29-Mar-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 1,171,175
STATE STREET BANK AND TRUST COMPANY 03-May-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 5,380
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (1,176,555)
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (239,966)
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Lending securities under a securities loan to BANK OF MONTREAL
EUROPE PUBLIC LIMITED COMPANY – Refer Part A of Annexure D		 n/a Ordinary 4,669
STATE STREET BANK AND TRUST COMPANY 04-Apr-2023 Return of securities under a securities loan by THE BANK OF
AMERICA GROUP – Refer Part A of Annexure D		 n/a Ordinary (442,983)

Information Classification: Limited Access

STATE STREET BANK AND TRUST COMPANY 19-Apr-2023 Lending securities under a securities loan to THE BARCLAYS
GROUP – Refer Part A of Annexure D		 n/a Ordinary 462,899
STATE STREET BANK AND TRUST COMPANY 26-Apr-2023 Return of securities under a securities loan by THE BARCLAYS
GROUP – Refer Part A of Annexure D		 n/a Ordinary (4,568)
STATE STREET BANK AND TRUST COMPANY 11-May-2023 Return of securities under a securities loan by THE BARCLAYS
GROUP – Refer Part A of Annexure D		 n/a Ordinary (688)
STATE STREET BANK AND TRUST COMPANY 12-Apr-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 450,659
STATE STREET BANK AND TRUST COMPANY 18-Apr-2023 Return of securities under a securities loan by THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary (450,659)
STATE STREET BANK AND TRUST COMPANY 27-Mar-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (83,970)
STATE STREET BANK AND TRUST COMPANY 14-Jun-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (418,166)
STATE STREET BANK AND TRUST COMPANY 16-Jun-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 81
STATE STREET BANK AND TRUST COMPANY 12-Jul-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 83
STATE STREET BANK AND TRUST COMPANY 13-Jul-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 1,563,016
STATE STREET BANK AND TRUST COMPANY 22-Mar-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (810)
STATE STREET BANK AND TRUST COMPANY 15-May-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 15,300
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (521,158)
STATE STREET BANK AND TRUST COMPANY 18-Apr-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 284,473
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (428,718)
STATE STREET BANK AND TRUST COMPANY 29-Mar-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 583,387
STATE STREET BANK AND TRUST COMPANY 03-May-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (6,847)
STATE STREET BANK AND TRUST COMPANY 15-Jun-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 6,866
STATE STREET BANK AND TRUST COMPANY 20-Jun-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 17,494
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (600,900)
STATE STREET BANK AND TRUST COMPANY 20-Apr-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 1,500,000
STATE STREET BANK AND TRUST COMPANY 21-Mar-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (363,482)
STATE STREET BANK AND TRUST COMPANY 27-Mar-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (98,317)
STATE STREET BANK AND TRUST COMPANY 04-Apr-2023 Return of securities under a securities loan by THE BANK OF
AMERICA GROUP – Refer Part A of Annexure D		 n/a Ordinary (494,436)
STATE STREET BANK AND TRUST COMPANY 18-Jul-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (195,707)
STATE STREET BANK AND TRUST COMPANY 20-Apr-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 1,076,781
STATE STREET BANK AND TRUST COMPANY 28-Apr-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 18,660
STATE STREET BANK AND TRUST COMPANY 15-May-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 24,428
STATE STREET BANK AND TRUST COMPANY 10-May-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 3,705
STATE STREET BANK AND TRUST COMPANY 15-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (3,705)
STATE STREET BANK AND TRUST COMPANY 16-Jun-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 3,705
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (3,705)
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Lending securities under a securities loan to BANK OF MONTREAL
EUROPE PUBLIC LIMITED COMPANY – Refer Part A of Annexure D		 n/a Ordinary 304,396
STATE STREET BANK AND TRUST COMPANY 19-Apr-2023 Lending securities under a securities loan to THE BARCLAYS
GROUP – Refer Part A of Annexure D		 n/a Ordinary 37,101
STATE STREET BANK AND TRUST COMPANY 12-Apr-2023 Lending securities under a securities loan to THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary 2,549,341
STATE STREET BANK AND TRUST COMPANY 18-Apr-2023 Return of securities under a securities loan by THE CITIGROUP
GROUP – Refer Part A of Annexure D		 n/a Ordinary (2,549,341)
STATE STREET BANK AND TRUST COMPANY 24-Mar-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (569,853)
STATE STREET BANK AND TRUST COMPANY 31-Mar-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (2,036,821)
STATE STREET BANK AND TRUST COMPANY 04-Apr-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (4,044,063)
STATE STREET BANK AND TRUST COMPANY 19-Apr-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (4,243,415)
STATE STREET BANK AND TRUST COMPANY 20-Apr-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 926,225
STATE STREET BANK AND TRUST COMPANY 26-Apr-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (146,536)
STATE STREET BANK AND TRUST COMPANY 19-May-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (234,736)

Information Classification: Limited Access

STATE STREET BANK AND TRUST COMPANY 14-Jun-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (121)
STATE STREET BANK AND TRUST COMPANY 16-Jun-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (81)
STATE STREET BANK AND TRUST COMPANY 12-Jul-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 419,179
STATE STREET BANK AND TRUST COMPANY 13-Jul-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 1,696,693
STATE STREET BANK AND TRUST COMPANY 14-Jul-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 3,000,000
STATE STREET BANK AND TRUST COMPANY 17-Jul-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (3,000,000)
STATE STREET BANK AND TRUST COMPANY 18-Jul-2023 Lending securities under a securities loan to THE GOLDMAN SACHS
GROUP – Refer Part A of Annexure D
n/a		 Ordinary 3,112,187
STATE STREET BANK AND TRUST COMPANY 20-Apr-2023 Lending securities under a securities loan to THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary 6,854,282
STATE STREET BANK AND TRUST COMPANY 15-May-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (59,947)
STATE STREET BANK AND TRUST COMPANY 25-May-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (55,736)
STATE STREET BANK AND TRUST COMPANY 14-Jun-2023 Return of securities under a securities loan by THE J.P. MORGAN
CHASE GROUP – Refer Part A of Annexure D		 n/a Ordinary (636)
STATE STREET BANK AND TRUST COMPANY 18-Apr-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 9,379,519
STATE STREET BANK AND TRUST COMPANY 16-May-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (824,838)
STATE STREET BANK AND TRUST COMPANY 19-May-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (106,147)
STATE STREET BANK AND TRUST COMPANY 30-May-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (81,141)
STATE STREET BANK AND TRUST COMPANY 02-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (121,505)
STATE STREET BANK AND TRUST COMPANY 16-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (875,859)
STATE STREET BANK AND TRUST COMPANY 20-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (4,491,549)
STATE STREET BANK AND TRUST COMPANY 06-Jul-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (2,127,875)
STATE STREET BANK AND TRUST COMPANY 07-Jul-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (750,605)
STATE STREET BANK AND TRUST COMPANY 16-Jun-2023 Return of securities under a securities loan by THE STATE STREET
GROUP – Refer Part A of Annexure D		 n/a Ordinary (242,534)
STATE STREET BANK AND TRUST COMPANY 29-Mar-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 3,020,029
STATE STREET BANK AND TRUST COMPANY 05-Apr-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 1,000,000
STATE STREET BANK AND TRUST COMPANY 11-May-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (1,000,000)
STATE STREET BANK AND TRUST COMPANY 15-Jun-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (167,600)
STATE STREET BANK AND TRUST COMPANY 16-Jun-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (3,705)
STATE STREET BANK AND TRUST COMPANY 20-Jun-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (401,663)
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (2,447,061)
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Lending securities under a securities loan to BANK OF MONTREAL
EUROPE PUBLIC LIMITED COMPANY – Refer Part A of Annexure D		 n/a Ordinary 486,147
STATE STREET BANK AND TRUST COMPANY 04-Apr-2023 Return of securities under a securities loan by THE BANK OF
AMERICA GROUP – Refer Part A of Annexure D		 n/a Ordinary (446,517)
STATE STREET BANK AND TRUST COMPANY 18-Jul-2023 Return of securities under a securities loan by THE GOLDMAN
SACHS GROUP – Refer Part A of Annexure D		 n/a Ordinary (18,170)
STATE STREET BANK AND TRUST COMPANY 10-May-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 496,295
STATE STREET BANK AND TRUST COMPANY 19-May-2023 Lending securities under a securities loan to THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary 10,148
STATE STREET BANK AND TRUST COMPANY 28-Jun-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (496,295)
STATE STREET BANK AND TRUST COMPANY 06-Jul-2023 Return of securities under a securities loan by THE MORGAN
STANLEY GROUP – Refer Part A of Annexure D		 n/a Ordinary (10,148)
STATE STREET BANK AND TRUST COMPANY 03-May-2023 Lending securities under a securities loan to THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary 1,467
STATE STREET BANK AND TRUST COMPANY 05-Jul-2023 Return of securities under a securities loan by THE UBS GROUP –
Refer Part A of Annexure D		 n/a Ordinary (1,467)

Information Classification: Limited Access

This is Annexure C referred to in Form 603 Notice of initial substantial holder

Annexure C

_________ 20 July 2023 Alok Maheshwary Authorised Signatory 7. Addresses

Name Address
SSGA FUNDS MANAGEMENT,INC. Channel Center,1 Iron Street,Boston MA 02210,United States
STATE STREET GLOBAL ADVISORS EUROPE LIMITED 78 Sir John Rogerson’sQuay,Dublin 2,Ireland
STATE STREET GLOBAL ADVISORS LIMITED 20 Churchill Place,London,England,E14 5HJ,United Kingdom
STATE STREET GLOBAL ADVISORS TRUST COMPANY 1 Iron Street,Boston MA 02210,United States
STATE STREET GLOBAL ADVISORS,AUSTRALIA,LIMITED Level 15,420 George Street,SydneyNSW 2000,Australia
STATE STREET GLOBAL ADVISORS,INC. 1 Iron Street,Boston MA 02210,United States
STATE STREET BANK AND TRUST COMPANY 1 Congress Street,Suite 1,Boston MA 02114,United States

Information Classification: Limited Access

This is Annexure D referred to in Form 603 Notice of initial substantial holder

Annexure D

______ 20 July 2023
Alok Maheshwary
Authorised Signatory
5. Consideration		 ______ 20 July 2023
Alok Maheshwary
Authorised Signatory
5. Consideration
State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the
Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company,
responsible entity or ASIC.
Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as lender of the securities under securities lending
authorisation agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has lent the securities and retains relevant interest as per Part B of this
Annexure.)
Type of agreement Securities Lending Authorisation Agreement/ Global Master Securities Lending Agreement/ Securities Loan
Agreement
Parties to agreement (1) State Street Bank and Trust Company
(2)The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) No
(2) Yes. (Borrower has the right to vote, but may on-lend securities)
If yes, in what circumstances (1) Only if instructed to by the borrower
(2) As determined by the owner of the securities
Transfer date The dates on which the securities were delivered by State Street Bank and Trust Company as lender are set out
in Annexure B to this notice
Scheduled return date No scheduled return date
Does the borrower have the right to return the securities early? No scheduled return date. Borrower can return securities or equivalent securities at any time subject to giving
notice
Ifyes,in what circumstances Borrower can return securities or equivalent securities at anytime subject togivingnotice
Does the lender have the right to recall the securities early (ie before the scheduled
return date)?
No scheduled return date. Lender can require return of securities or equivalent securities at any time subject
togivingnotice
Ifyes,in what circumstances Lender can require return of securities or equivalent securities at anytime subject togivingnotice
Are there any circumstances in which the borrower is not required to return
securities or equivalent securities on settlement?		 No
Ifyes,detail anyexceptions n/a
Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires a relevant interest in securities through taking a security interest (“title
transfer”) over the securities as collateral to secure a securities loan. (See Part A of this Annexure for securities loan details.)
Type of agreement Global Master Securities Lending Agreement
Securities LendingAuthorisation Agreement
Parties to agreement (1) State Street Bank and Trust Company
(2)The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) Yes, but only if the borrower defaults and ownership is enforced
(2)Yes
If yes, in what circumstances (1) Only if the borrower defaults and ownership is enforced
(2) In accordance with ordinary rights as registered holder, either directly or through nominee holder
Transfer date The dates on which the securities were transferred,as indicated in Annexure B to this notice
Scheduled return date No scheduled return date. Securities collateral is returned on termination of related securities loan
Does the borrower have the right to have the securities returned early? No scheduled return date. Securities collateral is returned on termination of related securities loan or the
provision of alternative collateral
If yes, in what circumstances At any time subject to returning the borrowed securities or equivalent securities or providing alternative
collateral
Are there any circumstances in which the lender is not required to return securities
collateral on settlement?		 No, assuming the borrower returns the borrowed securities or equivalent securities
If yes, detail any exceptions n/a (lender must return securities collateral if the borrower returns the borrowed securities or equivalent
securities)

Information Classification: Limited Access

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